0001144204-17-044274.txt : 20170821 0001144204-17-044274.hdr.sgml : 20170821 20170821093429 ACCESSION NUMBER: 0001144204-17-044274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helms Thomas F. Jr. CENTRAL INDEX KEY: 0001673345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36696 FILM NUMBER: 171042249 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD DIVERSIFIED OPPORTUNITIES INC. CENTRAL INDEX KEY: 0000911649 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 561581761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1521 CONCORD PIKE STREET 2: SUITE 301 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3028247062 MAIL ADDRESS: STREET 1: 1521 CONCORD PIKE STREET 2: SUITE 301 CITY: WILMINGTON STATE: DE ZIP: 19803 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC. DATE OF NAME CHANGE: 20130717 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC DATE OF NAME CHANGE: 20130717 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC DIAGNOSTICS INC/DE/ DATE OF NAME CHANGE: 19970103 4 1 v473722_4.xml OWNERSHIP DOCUMENT X0306 4 2017-08-17 0 0000911649 STANDARD DIVERSIFIED OPPORTUNITIES INC. SDOIA 0001673345 Helms Thomas F. Jr. C/O SDOI 1521 CONCORD PIKE, SUITE 301 WILMINGTON DE 19803 1 0 0 0 Class A Common Stock, par value $0.01 2017-08-17 4 A 0 2827 A 375451 D Class B Common Stock, par value $0.01 372624 D Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. /s/ Thomas F. Helms, Jr. 2017-08-21