0001140361-18-036758.txt : 20180821 0001140361-18-036758.hdr.sgml : 20180821 20180821161937 ACCESSION NUMBER: 0001140361-18-036758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180821 DATE AS OF CHANGE: 20180821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helms Thomas F. Jr. CENTRAL INDEX KEY: 0001673345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36696 FILM NUMBER: 181030529 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD DIVERSIFIED INC. CENTRAL INDEX KEY: 0000911649 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 561581761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 MINEOLA BOULEVARD CITY: MINEOLA STATE: NY ZIP: 11501 BUSINESS PHONE: (516) 248-1100 MAIL ADDRESS: STREET 1: 155 MINEOLA BOULEVARD CITY: MINEOLA STATE: NY ZIP: 11501 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD DIVERSIFIED OPPORTUNITIES INC. DATE OF NAME CHANGE: 20170602 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC. DATE OF NAME CHANGE: 20130717 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC DATE OF NAME CHANGE: 20130717 4 1 form4.xml FORM 4 X0306 4 2018-08-13 0000911649 STANDARD DIVERSIFIED INC. SDI 0001673345 Helms Thomas F. Jr. C/O STANDARD DIVERSIFIED INC. 155 MINEOLA BOULEVARD MINEOLA NY 11501 true Class A Common Stock, par value $0.01 2018-08-13 4 S 0 2300 16.23 D 273151 D Class A Common Stock, par value $0.01 2018-08-13 4 S 0 200 17.01 D 272951 D Class A Common Stock, par value $0.01 2018-08-14 4 S 0 1000 17.45 D 271951 D Class A Common Stock, par value $0.01 2018-08-15 4 S 0 700 16.19 D 271251 D Class A Common Stock, par value $0.01 2018-08-16 4 S 0 800 15.93 D 270451 D Class A Common Stock, par value $0.01 2018-08-17 4 S 0 3900 15.77 D 266551 D Class A Common Stock, par value $0.01 2018-08-17 4 A 0 2097 A 268648 D These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. Represents the weighted average of a range of sale prices from $15.83 to $16.82. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents the weighted average of a range of sale prices from $16.90 to $17.12. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents the weighted average of a range of sale prices from $16.99 to $17.50. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents the weighted average of a range of sale prices from $16.02 to $16.30. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents the weighted average of a range of sale prices from $15.91 to $15.96. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents the weighted average of a range of sale prices from $15.50 to $16.01. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. /s/ Thomas F. Helms, Jr. 2018-08-21