0001140361-18-036758.txt : 20180821
0001140361-18-036758.hdr.sgml : 20180821
20180821161937
ACCESSION NUMBER: 0001140361-18-036758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180813
FILED AS OF DATE: 20180821
DATE AS OF CHANGE: 20180821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Helms Thomas F. Jr.
CENTRAL INDEX KEY: 0001673345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36696
FILM NUMBER: 181030529
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STANDARD DIVERSIFIED INC.
CENTRAL INDEX KEY: 0000911649
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
IRS NUMBER: 561581761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 155 MINEOLA BOULEVARD
CITY: MINEOLA
STATE: NY
ZIP: 11501
BUSINESS PHONE: (516) 248-1100
MAIL ADDRESS:
STREET 1: 155 MINEOLA BOULEVARD
CITY: MINEOLA
STATE: NY
ZIP: 11501
FORMER COMPANY:
FORMER CONFORMED NAME: STANDARD DIVERSIFIED OPPORTUNITIES INC.
DATE OF NAME CHANGE: 20170602
FORMER COMPANY:
FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC.
DATE OF NAME CHANGE: 20130717
FORMER COMPANY:
FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC
DATE OF NAME CHANGE: 20130717
4
1
form4.xml
FORM 4
X0306
4
2018-08-13
0000911649
STANDARD DIVERSIFIED INC.
SDI
0001673345
Helms Thomas F. Jr.
C/O STANDARD DIVERSIFIED INC.
155 MINEOLA BOULEVARD
MINEOLA
NY
11501
true
Class A Common Stock, par value $0.01
2018-08-13
4
S
0
2300
16.23
D
273151
D
Class A Common Stock, par value $0.01
2018-08-13
4
S
0
200
17.01
D
272951
D
Class A Common Stock, par value $0.01
2018-08-14
4
S
0
1000
17.45
D
271951
D
Class A Common Stock, par value $0.01
2018-08-15
4
S
0
700
16.19
D
271251
D
Class A Common Stock, par value $0.01
2018-08-16
4
S
0
800
15.93
D
270451
D
Class A Common Stock, par value $0.01
2018-08-17
4
S
0
3900
15.77
D
266551
D
Class A Common Stock, par value $0.01
2018-08-17
4
A
0
2097
A
268648
D
These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms.
Represents the weighted average of a range of sale prices from $15.83 to $16.82. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of a range of sale prices from $16.90 to $17.12. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of a range of sale prices from $16.99 to $17.50. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of a range of sale prices from $16.02 to $16.30. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of a range of sale prices from $15.91 to $15.96. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of a range of sale prices from $15.50 to $16.01. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant.
/s/ Thomas F. Helms, Jr.
2018-08-21