0001140361-18-032021.txt : 20180710 0001140361-18-032021.hdr.sgml : 20180710 20180710160341 ACCESSION NUMBER: 0001140361-18-032021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180706 FILED AS OF DATE: 20180710 DATE AS OF CHANGE: 20180710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Standard General L.P. CENTRAL INDEX KEY: 0001409888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36696 FILM NUMBER: 18947007 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-257-4701 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Soohyung CENTRAL INDEX KEY: 0001418202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36696 FILM NUMBER: 18947008 MAIL ADDRESS: STREET 1: C/O STANDARD GENERAL L.P. STREET 2: 767 FIFTH AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANDARD DIVERSIFIED INC. CENTRAL INDEX KEY: 0000911649 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 561581761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 MINEOLA BOULEVARD CITY: MINEOLA STATE: NY ZIP: 11501 BUSINESS PHONE: (516) 248-1100 MAIL ADDRESS: STREET 1: 155 MINEOLA BOULEVARD CITY: MINEOLA STATE: NY ZIP: 11501 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD DIVERSIFIED OPPORTUNITIES INC. DATE OF NAME CHANGE: 20170602 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC. DATE OF NAME CHANGE: 20130717 FORMER COMPANY: FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC DATE OF NAME CHANGE: 20130717 4 1 doc1.xml FORM 4 X0306 4 2018-07-06 0 0000911649 STANDARD DIVERSIFIED INC. SDI 0001409888 Standard General L.P. 767 FIFTH AVENUE, 12TH FLOOR NEW YORK NY 10153 0 0 1 0 0001418202 Kim Soohyung 767 FIFTH AVENUE, 12TH FLOOR NEW YORK NY 10153 1 1 1 0 See Footnote 3 Class A Common Stock, par value $0.01 (Class A Common Stock) 2018-07-06 4 S 0 602 14.75 D 7387745 I See Footnotes Class A Common Stock 2018-07-09 4 S 0 600 14.790 D 7387145 I See Footnotes Class B Common Stock, par value $0.01 (Class B Common Stock) 7360075 I See Footnotes The sales reported herein were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Persons on June 19, 2018. This sale by certain accounts managed by the Reporting Persons was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchase by different accounts managed by the Reporting Persons of 602 shares purchased on May 24, 2018 at a price of $11.0682 per share. The Reporting Persons have already delivered to the Issuer a check representing the full amount of their pecuniary interest in the disgorgeable profit arising from such transactions. This sale by certain accounts managed by the Reporting Persons was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchase by different accounts managed by the Reporting Persons of 600 shares purchased on May 24, 2018 at a price of $11.0682 per share. The Reporting Persons have already delivered to the Issuer a check representing the full amount of their pecuniary interest in the disgorgeable profit arising from such transactions. The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16. /s/ Standard General L.P. by Joseph Mause, Chief Financial Officer 2018-07-10 /s/ Soohyung Kim 2018-07-10