0001140361-18-031776.txt : 20180706
0001140361-18-031776.hdr.sgml : 20180706
20180706160542
ACCESSION NUMBER: 0001140361-18-031776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180605
FILED AS OF DATE: 20180706
DATE AS OF CHANGE: 20180706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Standard General L.P.
CENTRAL INDEX KEY: 0001409888
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36696
FILM NUMBER: 18942603
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-257-4701
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Soohyung
CENTRAL INDEX KEY: 0001418202
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36696
FILM NUMBER: 18942604
MAIL ADDRESS:
STREET 1: C/O STANDARD GENERAL L.P.
STREET 2: 767 FIFTH AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STANDARD DIVERSIFIED INC.
CENTRAL INDEX KEY: 0000911649
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
IRS NUMBER: 561581761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 155 MINEOLA BOULEVARD
CITY: MINEOLA
STATE: NY
ZIP: 11501
BUSINESS PHONE: (516) 248-1100
MAIL ADDRESS:
STREET 1: 155 MINEOLA BOULEVARD
CITY: MINEOLA
STATE: NY
ZIP: 11501
FORMER COMPANY:
FORMER CONFORMED NAME: STANDARD DIVERSIFIED OPPORTUNITIES INC.
DATE OF NAME CHANGE: 20170602
FORMER COMPANY:
FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC.
DATE OF NAME CHANGE: 20130717
FORMER COMPANY:
FORMER CONFORMED NAME: SPECIAL DIVERSIFIED OPPORTUNITIES INC
DATE OF NAME CHANGE: 20130717
4
1
doc1.xml
FORM 4
X0306
4
2018-06-05
0
0000911649
STANDARD DIVERSIFIED INC.
SDI
0001409888
Standard General L.P.
767 FIFTH AVENUE, 12TH FLOOR
NEW YORK
NY
10153
0
0
1
0
0001418202
Kim Soohyung
767 FIFTH AVENUE, 12TH FLOOR
NEW YORK
NY
10153
1
1
1
0
See Footnote 3
Class A Common Stock, par value $0.01 ("Class A Common Stock
2018-06-05
4
P
0
878
12.25
A
7389444
I
See Footnotes
Class A Common Stock
2018-07-03
4
S
0
300
14.70
D
7389144
I
See Footnotes
Class A Common Stock
2018-07-05
4
S
0
797
14.7312
D
7388347
I
See Footnotes
Class B Common Stock, par value $0.01 ("Class B Common Stock
7360075
I
See Footnotes
The sales reported herein were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Persons on June 19, 2018.
This sale by certain accounts managed by the Reporting Persons was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the following purchases by different accounts managed by the Reporting Persons: (i) 144 shares purchased on May 22, 2018 at a price of $10.25 per share, and (ii) 156 shares purchased on May 24, 2018 at a price of $11.0682 per share. The Reporting Persons have already delivered to the Issuer a check representing the full amount of their pecuniary interest in the disgorgeable profit arising from such transactions.
This sale by certain accounts managed by the Reporting Persons was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchase by different accounts managed by the Reporting Persons of 797 shares purchased on May 24, 2018 at a price of $11.0682 per share. The Reporting Persons have already delivered to the Issuer a check representing the full amount of their pecuniary interest in the disgorgeable profit arising from such transactions.
The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.
/s/ Standard General L.P. by Joseph Mause, Chief Financial Officer
2018-07-06
/s/ Soohyung Kim
2018-07-06