0001567619-21-009056.txt : 20210505 0001567619-21-009056.hdr.sgml : 20210505 20210505112511 ACCESSION NUMBER: 0001567619-21-009056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210504 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gurholt Helen E CENTRAL INDEX KEY: 0001775339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 21891849 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 doc1.xml FORM 4 X0306 4 2021-05-04 0 0000091142 SMITH A O CORP AOS 0001775339 Gurholt Helen E A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Vice President and Controller Common Stock 2021-05-04 4 M 0 1400 20.08 A 2898 D Common Stock 2021-05-04 4 S 0 1400 71.3086 D 1498 D Employee Stock Options (Right to Buy) 20.08 2021-05-04 4 M 0 1400 0 D 2023-07-22 Common Stock 1400 18460 D The price in Column 4 is a weighted average price. The prices actually received ranged from $71.27 to $71.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. The employee stock options were granted on 07/22/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 07/22/2014. James F. Stern, Attorney-in-Fact for Helen E. Gurholt 2021-05-05