0001567619-20-011731.txt : 20200604
0001567619-20-011731.hdr.sgml : 20200604
20200604174020
ACCESSION NUMBER: 0001567619-20-011731
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200603
FILED AS OF DATE: 20200604
DATE AS OF CHANGE: 20200604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rajendra Ajita G
CENTRAL INDEX KEY: 0001315989
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 20943894
MAIL ADDRESS:
STREET 1: A. O. SMITH WATER PRODUCTS COMPANY
STREET 2: 500 LINDAHL PARKWAY
CITY: ASHLAND CITY
STATE: TN
ZIP: 37015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
doc1.xml
FORM 4
X0306
4
2020-06-03
0
0000091142
SMITH A O CORP
AOS
0001315989
Rajendra Ajita G
A. O. SMITH CORPORATION
11270 WEST PARK PLACE
MILWAUKEE
WI
53224
1
0
0
0
Common Stock
2020-06-03
4
M
0
46000
11.493
A
135147
D
Common Stock
2020-06-03
4
S
0
46000
49.5366
D
89147
D
Common Stock
104001
I
Held by spouse
Common Stock
168345
I
By grantor retained annuity trust - spouse
Employee Stock Options (Right to Buy)
11.493
2020-06-03
4
M
0
46000
0
D
2022-02-13
Common Stock
46000
876515
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $49.50 to $49.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.
/s/ James F. Stern, Attorney-in-Fact for Ajita G. Rajendra
2020-06-04