0000091142-24-000140.txt : 20240522 0000091142-24-000140.hdr.sgml : 20240522 20240522113928 ACCESSION NUMBER: 0000091142-24-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240521 FILED AS OF DATE: 20240522 DATE AS OF CHANGE: 20240522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Qiu Jack CENTRAL INDEX KEY: 0001828497 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 24972250 MAIL ADDRESS: STREET 1: A. O. SMITH (CHINA) WATER HEATER CO. LTD STREET 2: 336 YAOXIN AVENUE CITY: NANJING STATE: F4 ZIP: 210038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 wk-form4_1716392355.xml FORM 4 X0508 4 2024-05-21 0 0000091142 SMITH A O CORP AOS 0001828497 Qiu Jack A. O. SMITH (CHINA) WATER HEATER CO. 336 YAOXIN AVENUE NANJING F4 210038 CHINA 0 1 0 0 SVP - Pres. A. O. Smith China 0 Employee Stock Options (Right to Buy) 60.82 2024-05-21 4 M 0 7065 0 D 2031-02-08 Common Stock 7065 0 D Employee Stock Options (Right to Buy) 74.265 2024-05-21 4 M 0 5000 0 D 2032-02-07 Common Stock 5000 2500 D The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. The stock options are payable in cash when exercised. The employee stock options were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. The stock options are payable in cash when exercised. James F. Stern, Attorney-in-Fact for Jack Qiu 2024-05-22