0000091142-23-000113.txt : 20231114 0000091142-23-000113.hdr.sgml : 20231114 20231114164149 ACCESSION NUMBER: 0000091142-23-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231113 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petrarca Mark A CENTRAL INDEX KEY: 0001310176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 231407312 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 wk-form4_1699998096.xml FORM 4 X0508 4 2023-11-13 0 0000091142 SMITH A O CORP AOS 0001310176 Petrarca Mark A A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Senior Vice Pres. - H.R. & P.A 0 Common Stock 2023-11-13 4 M 0 11005 50.16 A 104676 D Common Stock 2023-11-13 4 S 0 11005 73.2027 D 93671 D Common Stock 2023-11-14 4 S 0 8000 75.6982 D 85671 D Employee Stock Options (Right to Buy) 50.16 2023-11-13 4 M 0 11005 0 D 2027-02-13 Common Stock 11005 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $73.03 to $73.215. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $75.55 to $75.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. James F. Stern, Attorney-in-Fact for Mark A. Petrarca 2023-11-14