0000091142-23-000015.txt : 20230214 0000091142-23-000015.hdr.sgml : 20230214 20230214121905 ACCESSION NUMBER: 0000091142-23-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230210 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warren David R CENTRAL INDEX KEY: 0001710905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 23625424 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 500 TENNESSEE WALTZ PARKWAY CITY: ASHLAND CITY STATE: TN ZIP: 37015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 wf-form4_167639512491801.xml FORM 4 X0306 4 2023-02-10 0 0000091142 SMITH A O CORP AOS 0001710905 Warren David R A. O. SMITH CORPORATION 500 TENNESSEE WALTZ PARKWAY ASHLAND CITY TN 37015 0 1 0 0 Senior VP & President and GM Common Stock 2023-02-10 4 M 0 4670 0 A 13032 D Common Stock 2023-02-10 4 F 0 1928 65.80 D 11104 D Restricted Stock Units 2023-02-10 4 M 0 4670 0 D Common Stock 4670.0 6760 D Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. James F. Stern, Attorney-in-Fact for David R. Warren 2023-02-14