0000091142-21-000088.txt : 20210512
0000091142-21-000088.hdr.sgml : 20210512
20210512161054
ACCESSION NUMBER: 0000091142-21-000088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210511
FILED AS OF DATE: 20210512
DATE AS OF CHANGE: 20210512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warren David R
CENTRAL INDEX KEY: 0001710905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 21915182
MAIL ADDRESS:
STREET 1: A. O. SMITH CORPORATION
STREET 2: 500 TENNESSEE WALTZ PARKWAY
CITY: ASHLAND CITY
STATE: TN
ZIP: 37015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-05-11
0000091142
SMITH A O CORP
AOS
0001710905
Warren David R
A. O. SMITH CORPORATION
500 TENNESSEE WALTZ PARKWAY
ASHLAND CITY
TN
37015
0
1
0
0
Senior VP & President and GM
Common Stock
2021-05-11
4
M
0
1714
23.235
A
7808
D
Common Stock
2021-05-11
4
M
0
3492
30.765
A
11300
D
Common Stock
2021-05-11
4
M
0
5710
31.67
A
17010
D
Common Stock
2021-05-11
4
M
0
11377
49.42
A
28387
D
Common Stock
2021-05-11
4
M
0
8099
42.39
A
36486
D
Common Stock
2021-05-11
4
S
0
30392
70.7879
D
6094
D
Employee Stock Options (Right to Buy)
23.235
2021-05-11
4
M
0
1714
0
D
2024-02-10
Common Stock
1714
78092
D
Employee Stock Options (Right to Buy)
30.765
2021-05-11
4
M
0
3492
0
D
2025-02-09
Common Stock
3492
74600
D
Employee Stock Options (Right to Buy)
31.67
2021-05-11
4
M
0
5710
0
D
2026-02-08
Common Stock
5710
68890
D
Employee Stock Options (Right to Buy)
49.42
2021-05-11
4
M
0
11377
0
D
2029-02-11
Common Stock
11377
57513
D
Employee Stock Options (Right to Buy)
42.39
2021-05-11
4
M
0
8099
0
D
2030-02-10
Common Stock
8099
49414
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $70.69 to $70.94. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.
The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.
The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.
James F. Stern, Attorney-in-Fact for David R. Warren
2021-05-12