0000091142-21-000087.txt : 20210511
0000091142-21-000087.hdr.sgml : 20210511
20210511170231
ACCESSION NUMBER: 0000091142-21-000087
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodwin Wallace E
CENTRAL INDEX KEY: 0001736083
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 21912267
MAIL ADDRESS:
STREET 1: LOCHINVAR, LLC
STREET 2: 300 MADDOX SIMPSON PARKWAY
CITY: LEBANON
STATE: TN
ZIP: 37090
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2021-05-03
2021-05-04
0000091142
SMITH A O CORP
AOS
0001736083
Goodwin Wallace E
LOCHINVAR, LLC
300 MADDOX SIMPSON PARKWAY
LEBANON
TN
37090
0
1
0
0
SVP; Pres & GM, Lochinvar, LLC
Common Stock
2021-05-03
4
M
0
1595
17.462
A
18445
D
Common Stock
2021-05-03
4
S
0
1595
69.8
D
16850
D
Employee Stock Options (Right to Buy)
17.462
2021-05-03
4
M
0
1595
0
D
2023-02-11
Common Stock
1595
55570
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.
The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.
James F. Stern, Attorney-in-Fact for Wallace E. Goodwin
2021-05-11