0000091142-21-000087.txt : 20210511 0000091142-21-000087.hdr.sgml : 20210511 20210511170231 ACCESSION NUMBER: 0000091142-21-000087 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodwin Wallace E CENTRAL INDEX KEY: 0001736083 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 21912267 MAIL ADDRESS: STREET 1: LOCHINVAR, LLC STREET 2: 300 MADDOX SIMPSON PARKWAY CITY: LEBANON STATE: TN ZIP: 37090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2021-05-03 2021-05-04 0000091142 SMITH A O CORP AOS 0001736083 Goodwin Wallace E LOCHINVAR, LLC 300 MADDOX SIMPSON PARKWAY LEBANON TN 37090 0 1 0 0 SVP; Pres & GM, Lochinvar, LLC Common Stock 2021-05-03 4 M 0 1595 17.462 A 18445 D Common Stock 2021-05-03 4 S 0 1595 69.8 D 16850 D Employee Stock Options (Right to Buy) 17.462 2021-05-03 4 M 0 1595 0 D 2023-02-11 Common Stock 1595 55570 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. James F. Stern, Attorney-in-Fact for Wallace E. Goodwin 2021-05-11