0000091142-21-000027.txt : 20210217
0000091142-21-000027.hdr.sgml : 20210217
20210217144543
ACCESSION NUMBER: 0000091142-21-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dana Paul R
CENTRAL INDEX KEY: 0001639644
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 21644084
MAIL ADDRESS:
STREET 1: APCOM
STREET 2: 125 SOUTHEAST PARKWAY
CITY: FRANKLIN
STATE: TN
ZIP: 37064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-02-12
0000091142
SMITH A O CORP
AOS
0001639644
Dana Paul R
A. O. SMITH CORPORATION
500 TENNESSEE WALTZ PARKWAY
ASHLAND CITY
TN
37015
0
1
0
0
SVP, Global Operations
Common Stock
2021-02-12
4
A
0
1415
60.65
A
5478
D
Common Stock
2021-02-12
4
F
0
557
60.65
D
4921
D
Common Stock
2021-02-12
4
M
0
4850
31.67
A
9771
D
Common Stock
2021-02-12
4
S
0
4850
60.2193
D
4921
D
Restricted Stock Units
60.65
2021-02-12
4
M
0
1415
0
D
Common Stock
1415
6230
D
Employee Stock Options (Right to Buy)
31.67
2021-02-12
4
M
0
4850
0
D
2026-02-08
Common Stock
4850
45125
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $60.14 to $60.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
1,415 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,415 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,415 shares of Common Stock to the reporting person.
The employee stock options wre granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/08/2017.
James F. Stern, Attorney-in-Fact for Paul R. Dana
2021-02-17