0000091142-21-000018.txt : 20210210 0000091142-21-000018.hdr.sgml : 20210210 20210210170812 ACCESSION NUMBER: 0000091142-21-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210208 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Qiu Jack CENTRAL INDEX KEY: 0001828497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 21614990 MAIL ADDRESS: STREET 1: A. O. SMITH (CHINA) WATER HEATER CO. LTD STREET 2: 336 YAOXIN AVENUE CITY: NANJING STATE: F4 ZIP: 210038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-08 0000091142 SMITH A O CORP AOS 0001828497 Qiu Jack A. O. SMITH (CHINA) WATER HEATER CO. 336 YAOXIN AVENUE NANJING F4 210038 CHINA 0 1 0 0 SVP - Pres. A. O. Smith China Employee Stock Options (Right to Buy) 60.82 2021-02-08 4 A 0 7065 0 A 2031-02-08 Common Stock 7065 7065 D Restricted Stock Units 60.82 2021-02-08 4 A 0 1630 A Common Stock 1630 6130 D The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. The stock options are payable in cash when exercised. The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/08/2024. Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock. James F. Stern, Attorney -in-Fact for Jack Qiu 2021-02-10