0000091142-21-000007.txt : 20210210 0000091142-21-000007.hdr.sgml : 20210210 20210210162202 ACCESSION NUMBER: 0000091142-21-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210208 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dana Paul R CENTRAL INDEX KEY: 0001639644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 21614147 MAIL ADDRESS: STREET 1: APCOM STREET 2: 125 SOUTHEAST PARKWAY CITY: FRANKLIN STATE: TN ZIP: 37064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-08 0000091142 SMITH A O CORP AOS 0001639644 Dana Paul R APCOM 125 SOUTHEAST PARKWAY FRANKLIN TN 37064 0 1 0 0 Senior VP Global Operations Common Stock 2020-06-04 4 G 0 900 0 D 4063 D Employee Stock Options (Right to Buy) 60.82 2021-02-08 4 A 0 7535 0 A 2031-02-08 Common Stock 7535 49975 D Restricted Stock Units 60.82 2021-02-08 4 A 0 1735 0 A Common Stock 1735 7645 D Gift Mr. Dana was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 5 shares of Common Stock. The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2024. James F. Stern, Attorney-in-Fact for Paul R. Dana 2021-02-10