0000091142-20-000051.txt : 20200923
0000091142-20-000051.hdr.sgml : 20200923
20200923103953
ACCESSION NUMBER: 0000091142-20-000051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200922
FILED AS OF DATE: 20200923
DATE AS OF CHANGE: 20200923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodwin Wallace E
CENTRAL INDEX KEY: 0001736083
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 201191176
MAIL ADDRESS:
STREET 1: LOCHINVAR, LLC
STREET 2: 300 MADDOX SIMPSON PARKWAY
CITY: LEBANON
STATE: TN
ZIP: 37090
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-09-22
0000091142
SMITH A O CORP
AOS
0001736083
Goodwin Wallace E
LOCHINVAR, LLC
300 MADDOX SIMPSON PARKWAY
LEBANON
TN
37090
0
1
0
0
President & GM, Lochinvar, LLC
Common Stock
2020-09-22
4
M
0
5600
10.779
A
21698
D
Common Stock
2020-09-22
4
S
0
5600
52.2787
D
16098
D
Employee Stock Options (Right to Buy)
10.779
2020-09-22
4
M
0
5600
0
D
2021-02-07
Common Stock
5600
67680
D
Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 43 shares of Common Stock.
The price in Column 4 is a weighted average price. The prices actually received ranged from $51.77 to $52.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.
James F. Stern, Attorney-in-Fact for Wallace E. Goodwin
2020-09-23