0000091142-20-000006.txt : 20200212
0000091142-20-000006.hdr.sgml : 20200212
20200212150313
ACCESSION NUMBER: 0000091142-20-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200210
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodwin Wallace E
CENTRAL INDEX KEY: 0001736083
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 20603605
MAIL ADDRESS:
STREET 1: LOCHINVAR, LLC
STREET 2: 300 MADDOX SIMPSON PARKWAY
CITY: LEBANON
STATE: TN
ZIP: 37090
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-02-10
0000091142
SMITH A O CORP
AOS
0001736083
Goodwin Wallace E
LOCHINVAR, LLC
300 MADDOX SIMPSON PARKWAY
LEBANON
TN
37090
0
1
0
0
President & GM, Lochinvar, LLC
Employee Stock Options (Right to Buy)
42.390
2020-02-10
4
A
0
10125
0
A
2030-02-10
Common Stock
10125
73280
D
Restricted Stock Units
42.39
2020-02-10
4
A
0
1945
0
A
Common Stock
1945
6260
D
The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.
The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.
James F. Stern, Attorney-in-Fact for Wallace E. Goodwain
2020-02-12