0000091142-19-000016.txt : 20190212 0000091142-19-000016.hdr.sgml : 20190212 20190212153010 ACCESSION NUMBER: 0000091142-19-000016 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN JAMES F CENTRAL INDEX KEY: 0001399737 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 19590398 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 5/A 1 edgar.xml PRIMARY DOCUMENT X0306 5/A 2016-12-31 2017-02-08 0 0 0000091142 SMITH A O CORP AOS 0001399737 STERN JAMES F A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Exec VP, General Counsel & Sec Common Stock 2016-12-08 5 G 0 3000 0 D 150586 D Gift Mr. Stern was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") from May 2014 to February 2016 and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 1,866 shares of Common Stock. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 1,866 additional shares of Common Stock. Wendy L. Grant, Attorney-in-Fact for James F. Stern 2019-02-12