0000091142-19-000008.txt : 20190212 0000091142-19-000008.hdr.sgml : 20190212 20190212152035 ACCESSION NUMBER: 0000091142-19-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190208 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heideman Robert J CENTRAL INDEX KEY: 0001507959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 19590307 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATE TECHNOLOGY CENTER STREET 2: 12100 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-08 0000091142 SMITH A O CORP AOS 0001507959 Heideman Robert J A. O. SMITH CORPORATE TECHNOLOGY CENTER 12100 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Senior VP, CTO Common Stock 2018-08-06 4 G 0 14296 0 D 14276 D Common Stock 2018-11-16 4 G 0 687 0 D 13589 D Common Stock 2019-02-08 4 A 0 4530 48.72 A 18125 D Common Stock 2019-02-08 4 F 0 2213 48.72 D 15912 D Restricted Stock Units 48.72 2019-02-08 4 M 0 4530 0 D Common Stock 4530 5290 D Restricted Stock Units 49.42 2019-02-11 4 A 0 3040 0 A Common Stock 3040 8330 D Stock Options (Right to Buy) 49.42 2019-02-11 4 A 0 13865 0 A 2029-02-11 Common Stock 13865 37379 D Gift Mr. Heideman is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock. 4,530 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,530 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,530 shares of Common Stock to the reporting person. The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. James F. Stern, Attorney-in-Fact for Robert J. Heideman 2019-02-12