0000091142-19-000004.txt : 20190212
0000091142-19-000004.hdr.sgml : 20190212
20190212151533
ACCESSION NUMBER: 0000091142-19-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190208
FILED AS OF DATE: 20190212
DATE AS OF CHANGE: 20190212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dana Paul R
CENTRAL INDEX KEY: 0001639644
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 19590259
MAIL ADDRESS:
STREET 1: APCOM
STREET 2: 125 SOUTHEAST PARKWAY
CITY: FRANKLIN
STATE: TN
ZIP: 37064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-02-08
0000091142
SMITH A O CORP
AOS
0001639644
Dana Paul R
A. O. SMITH CORPORATION
500 TENNESSEE WALTZ PARKWAY
ASHLAND CITY
TN
37015
0
1
0
0
SVP, Global Operations
Common Stock
2019-02-08
4
A
0
2080
48.72
A
5891
D
Common Stock
2019-02-08
4
F
0
926
48.72
D
4965
D
Common Stock
2019-02-11
4
M
0
2266
17.462
A
7231
D
Common Stock
2019-02-11
4
M
0
2570
23.235
A
9801
D
Common Stock
2019-02-11
4
S
0
4836
49.5038
D
4965
D
Restricted Stock Units
48.72
2019-02-08
4
M
0
2080
0
D
Common Stock
2080
2995
D
Restricted Stock Units
49.42
2019-02-11
4
A
0
2005
0
A
Common Stock
2005
5000
D
Employee Stock Options (Right to Buy)
49.42
2019-02-11
4
A
0
9145
0
A
2029-02-11
Common Stock
9145
43586
D
Employee Stock Options (Right to Buy)
17.462
2019-02-11
4
M
0
2266
0
D
2023-02-11
Common Stock
2266
41320
D
Employee Stock Options (Right to Buy)
23.235
2019-02-11
4
M
0
2570
0
D
2024-02-10
Common stock
2570
38750
D
2,080 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,080 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,080 shares of Common Stock to the reporting person.
The price in Column 4 is a weighted average price. The prices actually received ranged from $49.46 to $49.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.
The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.
The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.
The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
James F. Stern, Attorney-in-Fact for Paul R. Dana
2019-02-12