0000091142-18-000010.txt : 20180213 0000091142-18-000010.hdr.sgml : 20180213 20180213172142 ACCESSION NUMBER: 0000091142-18-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dana Paul R CENTRAL INDEX KEY: 0001639644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 18604961 MAIL ADDRESS: STREET 1: APCOM STREET 2: 125 SOUTHEAST PARKWAY CITY: FRANKLIN STATE: TN ZIP: 37064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-09 0000091142 SMITH A O CORP AOS 0001639644 Dana Paul R APCOM 125 SOUTHEAST PARKWAY FRANKLIN TN 37064 0 1 0 0 VP, Global Operations Common Stock 2018-02-09 4 M 0 1870 60.11 A 4630 D Common Stock 2018-02-09 4 F 0 819 60.11 D 3811 D Restricted Stock Units 60.11 2018-02-09 4 M 0 1870 0 D Common Stock 1870 3660 D Restricted Stock Units 61.76 2018-02-12 4 A 0 1415 0 A Common Stock 1415 5075 D Employee Stock Options (Right to Buy) 61.76 2018-02-12 4 A 0 5885 0 A 2028-02-12 Common Stock 5885 34441 D 1,870 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,870 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 1,870 shares of Common Stock to the reporting person. The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. James F. Stern, Attorney-in-Fact for Paul R. Dana 2018-02-13