0000091142-17-000070.txt : 20171103 0000091142-17-000070.hdr.sgml : 20171103 20171103101629 ACCESSION NUMBER: 0000091142-17-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171102 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauber Charles T CENTRAL INDEX KEY: 0001566398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 171174961 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 500 TENNESSEE WALTZ PARKWAY CITY: ASHLAND CITY STATE: TN ZIP: 37015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-02 0000091142 SMITH A O CORP AOS 0001566398 Lauber Charles T A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 SVP, Strategy & Corporate Dev. Common Stock 2017-11-02 4 M 0 4660 30.765 A 26240 D Common Stock 2017-11-02 4 M 0 2934 31.67 A 29174 D Common Stock 2017-11-02 4 S 0 7594 59.8452 D 21580 D Employee Stock Options (Right to Buy) 30.765 2017-11-02 4 M 0 4660 0 D 2025-02-09 Common Stock 4660 18720 D Employee Stock Options (Right to Buy) 31.67 2017-11-02 4 M 0 2934 0 D 2026-02-08 Common Stock 2934 15786 D The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. James F. Stern, Attorney-in-Fact for Charles T. Lauber 2017-11-03