0000091142-17-000053.txt : 20170502 0000091142-17-000053.hdr.sgml : 20170502 20170502102534 ACCESSION NUMBER: 0000091142-17-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heideman Robert J CENTRAL INDEX KEY: 0001507959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 17803339 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATE TECHNOLOGY CENTER STREET 2: 12100 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-01 0000091142 SMITH A O CORP AOS 0001507959 Heideman Robert J A. O. SMITH CORPORATE TECHNOLOGY CENTER 12100 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Senior VP - Chief Techology Common Stock 2017-05-01 4 M 0 13000 23.24 A 39495 D Common Stock 2017-05-01 4 M 0 11067 30.77 A 50562 D Common Stock 2017-05-01 4 M 0 6074 31.67 A 56636 D Common Stock 2017-05-01 4 S 0 30141 53.8981 D 26495 D Common Stock 2017-05-01 4 G 0 310 0 D 26185 D Employee Stock Options (Right to Buy) 23.24 2017-05-01 4 M 0 13000 0 D 2024-02-10 Common Stock 13000 45825 D Employee Stock Options (Right to Buy) 30.77 2017-05-01 4 M 0 11067 0 D 2025-02-09 Common Stock 11067 34758 D Employee Stock Options (Right to Buy) 31.67 2017-05-01 4 M 0 6074 0 D 2026-02-08 Common Stock 6074 28684 D Gift The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. James F. Stern, Attorney-in-Fact for Robert J. Heideman 2017-05-02