0000091142-17-000036.txt : 20170215
0000091142-17-000036.hdr.sgml : 20170215
20170215165406
ACCESSION NUMBER: 0000091142-17-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170213
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kempken Daniel L
CENTRAL INDEX KEY: 0001522653
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 17615305
MAIL ADDRESS:
STREET 1: A. O. SMITH CORPORATION
STREET 2: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-13
0000091142
SMITH A O CORP
AOS
0001522653
Kempken Daniel L
A. O. SMITH CORPORATION
11270 WEST PARK PLACE
MILWAUKEE
WI
53224
0
1
0
0
Vice President and Controller
Employee Stock Options (Right to Buy)
50.16
2017-02-13
4
A
0
4410
0
A
2027-02-13
Common Stock
4410
36750
D
Restricted Stock Units
50.16
2017-02-13
4
A
0
1145
0
A
Common Stock
1145
4835
D
The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.
The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.
James F. Stern, Attorney-in-Fact for Daniel L. Kempken
2017-02-15