0000091142-17-000007.txt : 20170209 0000091142-17-000007.hdr.sgml : 20170209 20170209123539 ACCESSION NUMBER: 0000091142-17-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170208 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heideman Robert J CENTRAL INDEX KEY: 0001507959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 17586446 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATE TECHNOLOGY CENTER STREET 2: 12100 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-08 0000091142 SMITH A O CORP AOS 0001507959 Heideman Robert J A. O. SMITH CORPORATE TECHNOLOGY CENTER 12100 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Senior VP Engineering & Tech. Common Stock 2017-02-08 4 M 0 16000 17.462 A 39612 D Common Stock 2017-02-08 4 S 0 16000 49.28 D 23612 D Employee Stock Options (Right to Buy) 17.462 2017-02-08 4 M 0 16000 0 D 2023-02-11 Common Stock 16000 47820 D Restricted Stock Units 0 Common Stock 0 13760 D On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 11,806 additional shares of Common Stock. The employee stock options were granted on 02/11/2013, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 31,910 additional Employee Stock Options. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,880 additional Restricted Stock Units. James F. Stern, Attorney-in-Fact for Robert J. Heideman 2017-02-09