0000091142-16-000106.txt : 20160525 0000091142-16-000106.hdr.sgml : 20160525 20160525140100 ACCESSION NUMBER: 0000091142-16-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160524 FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauber Charles T CENTRAL INDEX KEY: 0001566398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 161674238 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 500 TENNESSEE WALTZ PARKWAY CITY: ASHLAND CITY STATE: TN ZIP: 37015 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-24 0000091142 SMITH A O CORP AOS 0001566398 Lauber Charles T A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 SVP, Strategy & Corporate Dev. Common Stock 2016-05-24 4 M 0 1334 21.558 A 13324 D Common Stock 2016-05-24 4 M 0 2000 34.923 A 15324 D Common Stock 2016-05-24 4 F 0 2262 81.83 D 13062 D Common Stock 2016-05-25 4 S 0 1072 83.5439 D 11990 D Employee Stock Options (Right to Buy) 21.558 2016-05-24 4 M 0 1334 0 D 2021-02-07 Common Stock 1334 15495 D Employee Stock Options (Right to Buy) 34.923 2016-05-24 4 M 0 2000 0 D 2023-02-11 Common Stock 2000 13495 D The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012. The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. James F. Stern, Attorney-in-Fact for Charles T. Lauber 2016-05-25