0000091142-16-000059.txt : 20160210 0000091142-16-000059.hdr.sgml : 20160210 20160210163119 ACCESSION NUMBER: 0000091142-16-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160208 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dana Paul R CENTRAL INDEX KEY: 0001639644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 161406142 MAIL ADDRESS: STREET 1: APCOM STREET 2: 125 SOUTHEAST PARKWAY CITY: FRANKLIN STATE: TN ZIP: 37064 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-08 0000091142 SMITH A O CORP AOS 0001639644 Dana Paul R APCOM 125 SOUTHEAST PARKWAY FRANKLIN TN 37064 0 1 0 0 VP, Global Operations Employee Stock Options (Right to Buy) 63.34 2016-02-08 4 A 0 4190 0 A 2026-02-08 Common Stock 4190 11243 D Restricted Stock Units 63.34 2016-02-08 4 A 0 1040 0 A Common Stock 1040 4090 D The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. The restricted stock units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2019. James F. Stern, Attorney-in-Fact for Paul R. Dana 2016-02-10