0000091142-15-000048.txt : 20151202 0000091142-15-000048.hdr.sgml : 20151202 20151202132354 ACCESSION NUMBER: 0000091142-15-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151202 DATE AS OF CHANGE: 20151202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heideman Robert J CENTRAL INDEX KEY: 0001507959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 151264187 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATE TECHNOLOGY CENTER STREET 2: 12100 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-12-01 0000091142 SMITH A O CORP AOS 0001507959 Heideman Robert J A. O. SMITH CORPORATE TECHNOLOGY CENTER 12100 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Senior VP Engineering & Tech. Common Stock 2015-12-01 4 M 0 8000 21.558 D 18621 D Common Stock 2015-12-01 4 F 0 4784 80.08 D 13837 D Common Stock 2015-12-02 4 S 0 3216 80.2976 D 10261 D Employee Stock Options (Right to Buy) 21.558 2015-12-01 4 M 0 8000 0 D 2021-02-07 Common Stock 8000 34800 D The employee stock options wre granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012. James F. Stern, Attorney-in-Fact for Robert J. Heideman 2015-12-02