0000091142-15-000029.txt : 20150416 0000091142-15-000029.hdr.sgml : 20150416 20150416171823 ACCESSION NUMBER: 0000091142-15-000029 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150413 FILED AS OF DATE: 20150416 DATE AS OF CHANGE: 20150416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dana Paul R CENTRAL INDEX KEY: 0001639644 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 15776007 MAIL ADDRESS: STREET 1: APCOM STREET 2: 125 SOUTHEAST PARKWAY CITY: FRANKLIN STATE: TN ZIP: 37064 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2015-04-13 0 0000091142 SMITH A O CORP AOS 0001639644 Dana Paul R APCOM 125 SOUTHEAST PARKWAY FRANKLIN TN 37064 0 1 0 0 VP, Global Operations Employee Stock Options (Right to Buy) 0 Common Stock 7053 D Restricted Stock Units 0 Common Stock 3050 D Employee stock options were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 3,400 employee stock options were granted on 02/11/2013 and became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. 2,267 stock options were previously exercised and 1,133 are outstanding; 2,570 employee stock options were granted on 02/10/2014 and became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. 3,350 employee stock options were granted on 02/09/2015 and became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. All employee stock options expire ten years after the date of the award. Restricted stock units were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 1,200 restricted stock units were granted on 02/11/2013; 915 restricted stock units were granted on 02/10/2014; and 935 restricted stock units were granted on 02/09/2015. The restricted stock units become payable in Common Stock on the vesting date, which is three years after the grant date. James F. Stern, Attorney-in-Fact for Paul R. Dana 2015-04-16