0000091142-15-000029.txt : 20150416
0000091142-15-000029.hdr.sgml : 20150416
20150416171823
ACCESSION NUMBER: 0000091142-15-000029
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150413
FILED AS OF DATE: 20150416
DATE AS OF CHANGE: 20150416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dana Paul R
CENTRAL INDEX KEY: 0001639644
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 15776007
MAIL ADDRESS:
STREET 1: APCOM
STREET 2: 125 SOUTHEAST PARKWAY
CITY: FRANKLIN
STATE: TN
ZIP: 37064
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2015-04-13
0
0000091142
SMITH A O CORP
AOS
0001639644
Dana Paul R
APCOM
125 SOUTHEAST PARKWAY
FRANKLIN
TN
37064
0
1
0
0
VP, Global Operations
Employee Stock Options (Right to Buy)
0
Common Stock
7053
D
Restricted Stock Units
0
Common Stock
3050
D
Employee stock options were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 3,400 employee stock options were granted on 02/11/2013 and became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. 2,267 stock options were previously exercised and 1,133 are outstanding; 2,570 employee stock options were granted on 02/10/2014 and became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. 3,350 employee stock options were granted on 02/09/2015 and became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. All employee stock options expire ten years after the date of the award.
Restricted stock units were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 1,200 restricted stock units were granted on 02/11/2013; 915 restricted stock units were granted on 02/10/2014; and 935 restricted stock units were granted on 02/09/2015. The restricted stock units become payable in Common Stock on the vesting date, which is three years after the grant date.
James F. Stern, Attorney-in-Fact for Paul R. Dana
2015-04-16