0001752724-20-134706.txt : 20200708
0001752724-20-134706.hdr.sgml : 20200708
20200708171709
ACCESSION NUMBER: 0001752724-20-134706
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20191031
FILED AS OF DATE: 20200708
DATE AS OF CHANGE: 20200708
EFFECTIVENESS DATE: 20200708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALGER INSTITUTIONAL FUNDS
CENTRAL INDEX KEY: 0000911415
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07986
FILM NUMBER: 201018955
BUSINESS ADDRESS:
STREET 1: 360 PARK AVENUE SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-806-8800
MAIL ADDRESS:
STREET 1: 360 PARK AVENUE SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: ALGER INSTITUTIONAL FUND
DATE OF NAME CHANGE: 20020228
FORMER COMPANY:
FORMER CONFORMED NAME: ALGER RETIREMENT FUND
DATE OF NAME CHANGE: 19960515
FORMER COMPANY:
FORMER CONFORMED NAME: ALGER DEFINED CONTRIBUTION TRUST
DATE OF NAME CHANGE: 19930830
0000911415
S000009201
Alger Focus Equity Fund
C000024998
Alger Focus Equity Fund Class I
ALGRX
C000122071
Alger Focus Equity Fund Class A
ALAFX
C000122072
Alger Focus Equity Fund Class C
ALCFX
C000122073
Alger Focus Equity Fund Class Z
ALZFX
C000179522
Alger Focus Equity Fund Class Y
ALGYX
0000911415
S000009202
Alger SmallCap Growth Institutional Fund
C000025000
Alger SmallCap Growth Institutional Fund Class I
ALSRX
C000025001
Alger SmallCap Growth Institutional Fund Class R
ASIRX
C000172687
Alger SmallCap Growth Institutional Fund Class Z-2
AISZX
0000911415
S000009203
Alger MidCap Growth Institutional Fund
C000025002
Alger MidCap Growth Institutional Fund Class I
ALMRX
C000025003
Alger MidCap Growth Institutional Fund Class R
AGIRX
C000174228
Alger MidCap Growth Institutional Fund Class Z-2
ALMZX
0000911415
S000009204
Alger Capital Appreciation Institutional Fund
C000025004
Alger Capital Appreciation Institutional Fund Class I
ALARX
C000025005
Alger Capital Appreciation Institutional Fund Class R
ACARX
C000174229
Alger Capital Appreciation Institutional Fund Class Z-2
ACIZX
C000179523
Class Y
ACAYX
N-CEN/A
1
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ALGER INSTITUTIONAL FUNDS
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360 PARK AVENUE SOUTH
New York
10010-1714
US-NY
US
212-806-8800
BROWN BROTHERS HARRIMAN
50 Post Office Square
BOSTON
02110-1543
617-772-1818
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Steven E. O'Neil
N/A
N
Charles F. Baird
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Nathan E. Saint-Amand M.D.
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N
Hilary M. Alger
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David Rosenberg
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Roger P. Cheever
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Tina Payne
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360 Park Avenue South
New York
10010-1714
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Fred Alger & Company, LLC
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Deloitte & Touche LLP
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UMB Fund Services, Inc.
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549300PCI1BIJWBEL383
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DST Asset Manager Solutions, Inc.
084-00896
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N
N
Y
Thompson Reuters Pricing Service
N/A
N/A
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UBS Switzerland AG
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CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG - MUMBAI BRANCH
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES (Belgium)
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NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC LIMITED, THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
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AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, FRANKFURT
391200PPRQXVYQZHO064
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Sao Paulo
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO BILBAO VIZCAYA AREGENTARIA SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
KBL European Bankers SA
KHCL65TP05J1HUW2D560
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, LTD
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC Fund Services LIMITED, KOREA BRANCH
213800PMJB7KUGWCCU52
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC INVESTOR SERVICES TRUST
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK PLC
MP6I5ZYZBEU3UXPYFY54
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Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., LONDON BRANCH
549300K7L8YW8M215U46
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, Milan
213800EJXH7X98P5M713
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK FINLAND PLC
743700JBWDX60VWDB519
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES (Portugal)
213800AWZNPVFOGG3207
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG) LTD
549300ZCWR264GEMFI84
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS BANK FRANCE
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., JAKARTA BRANCH
5493000QY2EN4QDHTJ68
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
UMB Fund Services, Inc.
549300PCI1BIJWBEL383
N
Y
Fred Alger Management, LLC
549300DJT5ERKM01RD40
N/A
Y
N
DST ASSET MANAGER SOLUTIONS, INC.
084-00896
SEC File Number
N
Y
Y
Fred Alger Management, LLC
549300DJT5ERKM01RD40
Y
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
N
Fred Alger Management, LLC
008-15900
000106750
549300DJT5ERKM01RD40
361789.51
Cowen and Company
008-22522
000007616
549300WR155U7DVMIW58
31808.09000000
Wells Fargo Securities LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
73936.98999999
Fred Alger & Company, LLC
008-15900
000005300
549300DJT5ERKM01RD40
361789.51000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
41131.79000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
31825.57000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
98572.53000000
Bay Crest Partners, LLC
008-48931
000039944
549300CTRRO8C3BU3H64
101527.37000000
WEEDEN & CO. L.P.
008-37267
000016835
549300OYBLKSN8M8EW67
157702.82000000
PIPER JAFFRAY LTD.
008-15204
000000665
549300GRQCWQ3XGH0H10
40291.01999999
Tourmaline Partners, LLC
008-68644
000110441
5493002XAV50EJHN6Y32
184555.98000000
1607054.66999999
Brown Brothers Harriman & Co.
008-69731
000111231
5493006KMX1VFTPYPW14
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MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
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J.P. MORGAN SECURITIES LLC
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ZBUT11V806EZRVTWT807
1237331.95000000
BARCLAYS PLC
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000019714
213800LBQA1Y9L22JB70
GB
22947168.50000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
11440320.00000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
130176.00000000
53070744.29000000
N
3396912738.26000020
N
N
N
Alger Focus Equity Fund
S000009201
549300KPYXXZHGHGLG58
N
5
0
0
N/A
N
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N/A
0.00000000
0.00000000
N/A
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Fred Alger Management, LLC
801-6709
000106750
549300DJT5ERKM01RD40
N
UMB Fund Services, Inc.
084-05792
549300PCI1BIJWBEL383
N
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
Y
Thompson Reuters Pricing Service
N/A
N/A
N
N
STANDARD CHARTERED BANK (HONG KONG) LIMITED
549300ZCWR264GEMFI84
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., JAKARTA BRANCH
5493000QY2EN4QDHTJ68
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
BNP Paribas Securities Services
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC LIMITED, THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG - MUMBAI BRANCH
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO BILBAO VIZCAYA AREGENTARIA SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Fund Services LIMITED, KOREA BRANCH
213800PMJB7KUGWCCU52
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, LTD
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., SAO PAULO
1POUUG7LC1S92QTNHG39
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
Fred Alger Management, LLC
549300DJT5ERKM01RD40
Y
N
UMB Fund Services, Inc.
549300PCI1BIJWBEL383
N
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DST ASSET MANAGER SOLUTIONS, INC.
084-00896
SEC File Number
N
Y
Y
Fred Alger Management, LLC
549300DJT5ERKM01RD40
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Brown Brothers Harriman & Co.
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N
Y
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Fred Alger Management, LLC
008-15900
000106750
549300DJT5ERKM01RD40
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Abel Noser
008-69809
000284714
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Goldman Sachs & Co, LLC
008-00129
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FOR8UP27PHTHYVLBNG30
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MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
000007691
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Morgan Stanley & Co
008-15869
000008209
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Wells Fargo Securities LLC
008-65876
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Fred Alger & Company, LLC
008-15900
000005300
549300DJT5ERKM01RD40
113070.00000000
WEEDEN & CO. L.P.
008-37267
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549300OYBLKSN8M8EW67
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Cowen and Company
008-22522
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549300WR155U7DVMIW58
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Tourmaline Partners, LLC
008-68644
000110441
5493002XAV50EJHN6Y32
42606.98000000
Bay Crest Partners, LLC
008-48931
000039944
549300CTRRO8C3BU3H64
16002.29000000
441350.00000000
BARCLAYS PLC
N/A
000019714
213800LBQA1Y9L22JB70
GB
7672853.50000000
Morgan Stanley & Co
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
388290.00000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
460399.75000000
Wells Fargo Securities LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
1379820.00000000
J.P. MORGAN SECURITIES LLC
008-35008
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ZBUT11V806EZRVTWT807
2645741.20000000
BMO Capital Markets Corp. (Harris Nesbitt)
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
102227.85000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
5525912.59999999
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
47407.00000000
18222651.90000000
N
471470255.92000002
N
N
N
N
Alger MidCap Growth Institutional Fund
S000009203
549300SU7CUV2THSKW55
N
3
0
0
N/A
N
N
Y
N
N/A
0.00000000
0.00000000
N/A
Y
Y
Y
N
Fred Alger Management, LLC
801-6709
000106750
549300DJT5ERKM01RD40
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
UMB Fund Services, Inc.
084-05792
549300PCI1BIJWBEL383
N
N
Y
Thompson Reuters Pricing Service
N/A
N/A
N
N
CACEIS BANK FRANCE
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
967600LZAE56Z02W8K87
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
KBL European Bankers SA
KHCL65TP05J1HUW2D560
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC INVESTOR SERVICES TRUST
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., JAKARTA BRANCH
5493000QY2EN4QDHTJ68
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG Bank, LTD
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK FINLAND PLC
743700JBWDX60VWDB519
FI
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
STANDARD CHARTERED BANK (HONG KONG) LTD
549300ZCWR264GEMFI84
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG - MUMBAI BRANCH
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO BILBAO VIZCAYA AREGENTARIA SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank of Taiwan
549300QBHSCPTZ7YV010
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Sao Paulo
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, Milan
213800EJXH7X98P5M713
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., LONDON BRANCH
549300K7L8YW8M215U46
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES (Portugal)
213800AWZNPVFOGG3207
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG, FRANKFURT
391200PPRQXVYQZHO064
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES (Belgium)
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC LIMITED, THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST ASSET MANAGER SOLUTIONS, INC.
084-00896
SEC File Number
N
Y
Fred Alger Management, LLC
549300DJT5ERKM01RD40
Y
N
UMB Fund Services, Inc.
549300PCI1BIJWBEL383
N
Y
Y
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
Fred Alger Management, LLC
549300DJT5ERKM01RD40
Y
N
N
Fred Alger Management, LLC
008-15900
000106750
549300DJT5ERKM01RD40
35747.96
PIPER JAFFRAY LTD.
008-15204
000000665
549300GRQCWQ3XGH0H10
15069.44000000
Fred Alger & Company, LLC
008-15900
000005300
549300DJT5ERKM01RD40
35747.96000000
WEEDEN & CO. L.P.
008-37267
000016835
549300OYBLKSN8M8EW67
15563.77999999
WOLFE RESEARCH SECURITIES
008-68406
000151850
254900MXRV2LE67CAZ63
8084.48000000
Bay Crest Partners, LLC
008-48931
000039944
549300CTRRO8C3BU3H64
7536.90000000
KeyBanc Capital Markets Inc.
008-30177
000000566
2EQWV0180Z211YVAD813
8129.63000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
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MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
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Tourmaline Partners, LLC
008-68644
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J.P. MORGAN SECURITIES LLC
008-35008
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ZBUT11V806EZRVTWT807
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CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
4104.00000000
ROYAL BANK OF CANADA
N/A
000031194
ES7IP3U3RHIGC71XBU11
CA
433250.50000000
Morgan Stanley & Co
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
759472.00000000
Brown Brothers Harriman & Co.
008-69731
000111231
5493006KMX1VFTPYPW14
123297.26000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
491599.00000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
2191471.00000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
9140.00000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
98855.25000000
BARCLAYS PLC
N/A
000019714
213800LBQA1Y9L22JB70
GB
137872.50000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
440547.20000000
4689608.71000000
N
102128748.84000000
N
N
N
Alger SmallCap Growth Institutional Fund
S000009202
549300H22X5UMMSPFQ06
N
3
0
0
N/A
N
N
Y
N
N/A
0.0000000
0.00000000
N/A
Y
Y
Y
N
Fred Alger Management, LLC
801-6709
000106750
549300DJT5ERKM01RD40
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
UMB Fund Services, Inc.
084-05792
549300PCI1BIJWBEL383
N
N
Y
Thompson Reuters Pricing Service
N/A
N/A
N
N
BANCO BILBAO VIZCAYA AREGENTARIA SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK FINLAND PLC
743700JBWDX60VWDB519
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
967600LZAE56Z02W8K87
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
KBL European Bankers SA
KHCL65TP05J1HUW2D560
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., JAKARTA BRANCH
5493000QY2EN4QDHTJ68
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, Milan
213800EJXH7X98P5M713
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., LONDON BRANCH
549300K7L8YW8M215U46
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES (Belgium)
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
BNP PARIBAS SECURITIES SERVICES (Belgium)
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC Investor Services Trust
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC LIMITED, THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
UMB Fund Services, Inc.
549300PCI1BIJWBEL383
N/A
N
Y
Fred Alger Management, LLC
549300DJT5ERKM01RD40
Y
N
DST Asset Manager Solutions, Inc.
084-00896
SEC File Number
N
Y
Y
Fred Alger Management, LLC
549300DJT5ERKM01RD40
Y
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
N
Fred Alger Management, LLC
008-15900
000106750
549300DJT5ERKM01RD40
10845.78
Bay Crest Partners, LLC
008-48931
000039944
549300CTRRO8C3BU3H64
7295.10000000
STEPHENS INC
008-01927
000003496
213800LH6T9XDYZCA534
5295.69000000
Fred Alger & Company, LLC
008-15900
000005300
549300DJT5ERKM01RD40
10845.78000000
EVERCORE GROUP L.L.C. (International Strategy & Investment)
008-49830
000042405
5493008F0LRLS5N8LZ81
3919.09000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
2940.84000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
2953.90000000
WEEDEN & CO. L.P.
008-37267
000016835
549300OYBLKSN8M8EW67
4245.18000000
Tourmaline Partners, LLC
008-68644
000110441
5493002XAV50EJHN6Y32
24130.92000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
4262.32000000
Needham & Company, LLC
008-33772
000016360
254900J2GFQ4J4NK1J89
3800.07000000
89851.50000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
157910.00000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
178868.00000000
BARCLAYS PLC
N/A
000019714
213800LBQA1Y9L22JB70
GB
182994.00000000
BMO Capital Markets Corp. (Harris Nesbitt)
008-34344
000016686
RUC0QBLBRPRCU4W1NE59
43585.43000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
362812.00000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
18777.00000000
Brown Brothers Harriman & Co.
008-69731
000111231
5493006KMX1VFTPYPW14
665900.55000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
131957
Morgan Stanley & Co
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
354996.00000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
931016.80000000
3045556.78000000
N
179460069.22000000
N
N
N
true
true
INTERNAL CONTROL RPT
2
The_Alger_Inst._Funds.txt
AUDITOR'S LETTER
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the shareholders and the Board of Trustees of The Alger Institutional Funds:
In planning and performing our audits of the financial statements of The Alger
Institutional Funds (the "Trust"), including the Alger Capital Appreciation
Institutional Fund, Alger Focus Equity Fund, Alger Mid Cap Growth
Institutional Fund, and Alger Small Cap Growth Institutional Fund, as of and
for the year ended October 31, 2019, in accordance with the standards of the
Public Company Accounting Oversight Board (United States) (PCAOB), we
considered the Trust's internal control over financial reporting, including
controls over safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-CEN, but not for the
purpose of expressing an opinion on the effectiveness of the Trust's internal
control over financial reporting. Accordingly, we express no such opinion.
The management of the Trust is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A trust's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A trust's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the trust; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
trust are being made only in accordance with authorizations of management and
trustees of the trust; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use, or
disposition of a trust's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a material misstatement of
the trust's annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Trust's internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be
material weaknesses under standards established by the PCAOB. However, we
noted no deficiencies in the Trust's internal control over financial reporting
and its operation, including controls for safeguarding securities, that we
consider to be a material weakness, as defined above, as of October 31, 2019.
This report is intended solely for the information and use of management and
the Board of Trustees of the Fund and the Securities and Exchange Commission
and is not intended to be and should not be used by anyone other than these
specified parties.
Deloitte & Touche LLP
New York, New York
December 19, 2019
OTHER REQUIRED INFO
3
Alger_Inst_Funds_amendment.txt
EXPLANATION OF AMENDMENT
July 8, 2020
Registrant: Alger Institutional Funds
File No.: 033-68124
Form: N-CEN/A
Original Filing Date: 1/10/20
Amended Filing Date: 7/8/20
Explanation: The Registrant amended the Form N-CEN for the period ended
October 31, 2019 to correct the filing to add missing LEI numbers for
sub-custodians, and to add SEC exemptive orders.