0001752724-20-134706.txt : 20200708 0001752724-20-134706.hdr.sgml : 20200708 20200708171709 ACCESSION NUMBER: 0001752724-20-134706 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20191031 FILED AS OF DATE: 20200708 DATE AS OF CHANGE: 20200708 EFFECTIVENESS DATE: 20200708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALGER INSTITUTIONAL FUNDS CENTRAL INDEX KEY: 0000911415 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07986 FILM NUMBER: 201018955 BUSINESS ADDRESS: STREET 1: 360 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-806-8800 MAIL ADDRESS: STREET 1: 360 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: ALGER INSTITUTIONAL FUND DATE OF NAME CHANGE: 20020228 FORMER COMPANY: FORMER CONFORMED NAME: ALGER RETIREMENT FUND DATE OF NAME CHANGE: 19960515 FORMER COMPANY: FORMER CONFORMED NAME: ALGER DEFINED CONTRIBUTION TRUST DATE OF NAME CHANGE: 19930830 0000911415 S000009201 Alger Focus Equity Fund C000024998 Alger Focus Equity Fund Class I ALGRX C000122071 Alger Focus Equity Fund Class A ALAFX C000122072 Alger Focus Equity Fund Class C ALCFX C000122073 Alger Focus Equity Fund Class Z ALZFX C000179522 Alger Focus Equity Fund Class Y ALGYX 0000911415 S000009202 Alger SmallCap Growth Institutional Fund C000025000 Alger SmallCap Growth Institutional Fund Class I ALSRX C000025001 Alger SmallCap Growth Institutional Fund Class R ASIRX C000172687 Alger SmallCap Growth Institutional Fund Class Z-2 AISZX 0000911415 S000009203 Alger MidCap Growth Institutional Fund C000025002 Alger MidCap Growth Institutional Fund Class I ALMRX C000025003 Alger MidCap Growth Institutional Fund Class R AGIRX C000174228 Alger MidCap Growth Institutional Fund Class Z-2 ALMZX 0000911415 S000009204 Alger Capital Appreciation Institutional Fund C000025004 Alger Capital Appreciation Institutional Fund Class I ALARX C000025005 Alger Capital Appreciation Institutional Fund Class R ACARX C000174229 Alger Capital Appreciation Institutional Fund Class Z-2 ACIZX C000179523 Class Y ACAYX N-CEN/A 1 primary_doc.xml X0201 N-CEN/A 0001752724-20-002984 LIVE 0000911415 XXXXXXXX 811-07986 true false false N-1A true ALGER INSTITUTIONAL FUNDS 811-07986 0000911415 549300YADKM68VK1G468 360 PARK AVENUE SOUTH New York 10010-1714 US-NY US 212-806-8800 BROWN BROTHERS HARRIMAN 50 Post Office Square BOSTON 02110-1543 617-772-1818 Books and records N N N-1A 4 Y Steven E. 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(Harris Nesbitt) 008-34344 000016686 RUC0QBLBRPRCU4W1NE59 43585.43000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 362812.00000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 18777.00000000 Brown Brothers Harriman & Co. 008-69731 000111231 5493006KMX1VFTPYPW14 665900.55000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 131957 Morgan Stanley & Co 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 354996.00000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 931016.80000000 3045556.78000000 N 179460069.22000000 N N N true true INTERNAL CONTROL RPT 2 The_Alger_Inst._Funds.txt AUDITOR'S LETTER REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the shareholders and the Board of Trustees of The Alger Institutional Funds: In planning and performing our audits of the financial statements of The Alger Institutional Funds (the "Trust"), including the Alger Capital Appreciation Institutional Fund, Alger Focus Equity Fund, Alger Mid Cap Growth Institutional Fund, and Alger Small Cap Growth Institutional Fund, as of and for the year ended October 31, 2019, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Trust's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A trust's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A trust's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the trust; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the trust are being made only in accordance with authorizations of management and trustees of the trust; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a trust's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the trust's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Trust's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of October 31, 2019. This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Deloitte & Touche LLP New York, New York December 19, 2019 OTHER REQUIRED INFO 3 Alger_Inst_Funds_amendment.txt EXPLANATION OF AMENDMENT July 8, 2020 Registrant: Alger Institutional Funds File No.: 033-68124 Form: N-CEN/A Original Filing Date: 1/10/20 Amended Filing Date: 7/8/20 Explanation: The Registrant amended the Form N-CEN for the period ended October 31, 2019 to correct the filing to add missing LEI numbers for sub-custodians, and to add SEC exemptive orders.