-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSVxqj1hrvGgQg9zIMhzka3kti9zP4LFE22XfAdyukLdBYLFE6zWbQSzpVJC8KZc FJcFILLB+ZYZpieURARZJg== 0001181431-09-005204.txt : 20090129 0001181431-09-005204.hdr.sgml : 20090129 20090129125332 ACCESSION NUMBER: 0001181431-09-005204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090127 FILED AS OF DATE: 20090129 DATE AS OF CHANGE: 20090129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIMERIS INC CENTRAL INDEX KEY: 0000911326 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 561808663 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 PARAMOUNT PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: (919) 419-6050 MAIL ADDRESS: STREET 1: 3500 PARAMOUNT PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER FELIX CENTRAL INDEX KEY: 0001087940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23155 FILM NUMBER: 09553736 BUSINESS ADDRESS: STREET 1: TISCH FAMILY INTERESTS STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-339-5600 MAIL ADDRESS: STREET 1: BAKER BROTHERS ADVISORS STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 4 1 rrd231156.xml X0303 4 2009-01-27 0 0000911326 TRIMERIS INC TRMS 0001087940 BAKER FELIX 667 MADISON AVENUE 17TH FLOOR NEW YORK NY 10011 1 0 1 0 Director Stock Option (right to buy) 13.93 2009-01-27 4 D 0 20000 D 2007-04-23 2014-04-23 Common stock 20000 0 D Director Stock Option (right to buy) 13.02 2009-01-27 4 A 0 20000 A 2007-04-23 2014-04-23 Common stock 20000 20000 D Director Stock Option (right to buy) 13 2009-01-27 4 D 0 11250 D 2005-06-22 2014-06-22 Common stock 11250 0 D Director Stock Option (right to buy) 12.09 2009-01-27 4 A 0 11250 A 2005-06-22 2014-06-22 Common stock 11250 11250 D Director Stock Option (right to buy) 11.48 2009-01-27 4 D 0 11250 D 2006-08-09 2015-08-09 Common stock 11250 0 D Director Stock Option (right to buy) 10.57 2009-01-27 4 A 0 11250 A 2006-08-09 2015-08-09 Common stock 11250 11250 D Director Stock Option (right to buy) 7.65 2009-01-27 4 D 0 11250 D 2007-08-09 2016-08-09 Common stock 11250 0 D Director Stock Option (right to buy) 6.74 2009-01-27 4 A 0 11250 A 2007-08-09 2015-08-09 Common stock 11250 11250 D Director Stock Option (right to buy) 5.91 2009-01-27 4 D 0 13750 D 2008-08-14 2017-08-14 Common stock 13750 0 D Director Stock Option (right to buy) 5 2009-01-27 4 A 0 13750 A 2008-08-14 2017-08-14 Common stock 13750 13750 D Director Stock Option (right to buy) 5.03 2009-01-27 4 D 0 13750 D 2009-06-26 2018-06-26 Common stock 13750 0 D Director Stock Option (right to buy) 4.12 2009-01-27 4 A 0 13750 A 2009-06-26 2018-06-26 Common stock 13750 13750 D These director stock options were granted pursuant to the Trimeris, Inc. Amended and Restated Stock Incentive Plan. These director stock options vest 100% and first become exerciseable on June 26, 2009. These director stock options were granted pursuant to the Trimeris, Inc. 2007 Stock Incentive Plan. The reported transactions involved an adjustment to the exercise prices of certain outstanding options in light of the special dividend to shareholders paid on December 29, 2008, that was made pursuant to the provision of the Trimeris, Inc. Amended and Restated Stock Incentive Plan or the 2007 Stock Incentive Plan that addresses adjustments to common stock. /s/ Felix. J. Baker 2009-01-29 -----END PRIVACY-ENHANCED MESSAGE-----