-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WM86QIJ6XM/D+wqvSD2KsMKhrJKESumlXjZ/wqHZ0zoO/Fq7x8QVeMma8HK3jLQx 1DIPTPntpi9v/7zz/7LCpA== 0001144204-07-050975.txt : 20070925 0001144204-07-050975.hdr.sgml : 20070925 20070925112906 ACCESSION NUMBER: 0001144204-07-050975 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070925 DATE AS OF CHANGE: 20070925 GROUP MEMBERS: ARTHUR COHEN GROUP MEMBERS: HEALTHCOR ASSOCIATES, LLC GROUP MEMBERS: HEALTHCOR CAPITAL, L.P. GROUP MEMBERS: HEALTHCOR GROUP, LLC GROUP MEMBERS: HEALTHCOR HYBRID OFFSHORE, LTD. GROUP MEMBERS: HEALTHCOR L.P. GROUP MEMBERS: HEALTHCOR OFFSHORE, LTD. GROUP MEMBERS: HEALTHCOR STRATEGIC, LLC GROUP MEMBERS: JOSEPH HEALEY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIMERIS INC CENTRAL INDEX KEY: 0000911326 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 561808663 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52299 FILM NUMBER: 071133282 BUSINESS ADDRESS: STREET 1: 3500 PARAMOUNT PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: (919) 419-6050 MAIL ADDRESS: STREET 1: 3500 PARAMOUNT PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HealthCor Management, L.P. CENTRAL INDEX KEY: 0001343781 IRS NUMBER: 202893581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET, 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-622-7888 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET, 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 SC 13D/A 1 v088480_sc13da.htm Unassociated Document
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
 
SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 2)

 
Trimeris, Inc.
(Name of Issuer)
 
Common Stock, $0.001 Par Value Per Share
(Title Class of Securities)
 
896263100
(CUSIP Number)
HealthCor Management, L.P.
Carnegie Hall Tower
152 West 57th Street, 47th Floor
New York, New York 10019
Attention: Mr. Steven J. Musumeci
(212) 622-7888
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
September 21, 2007
(Date of Event which Requires Filing of this Statement)
 
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.
 




CUSIP No. 896263100

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
HealthCor Management, L.P.
20-2893581
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  
(a) ý
(b) ¨
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
3,716,254
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
3,716,254
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,716,254
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.74%
14
TYPE OF REPORTING PERSON
PN


2



CUSIP No. 896263100

 
1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
HealthCor Associates, LLC
20-2891849
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  
(a) ý
(b) ¨
3
SEC USE ONLY
  
4
SOURCE OF FUNDS*
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
3,716,254
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
3,716,254
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,716,254
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.74%
14
TYPE OF REPORTING PERSON
OO- limited liability company


3



 

CUSIP No. 896263100

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
HealthCor Offshore, Ltd.
N/A
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  
(a) ý
(b) ¨
3
SEC USE ONLY
   
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
2,360,349
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
2,360,349
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,360,349
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.63%
14
TYPE OF REPORTING PERSON
OO-limited company


4



 

CUSIP No. 896263100

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
HealthCor Hybrid Offshore, Ltd.
N/A
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  
(a) ý
(b) ¨
3
SEC USE ONLY
  
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
570,743
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
570,743
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
570,743
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.57%
14
TYPE OF REPORTING PERSON
OO-limited company


5



 

CUSIP No. 896263100

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
HealthCor Group, LLC
51-0551771
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  
(a) ý
(b) ¨
3
SEC USE ONLY
  
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
685,162
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
685,162
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
685,162
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.09%
14
TYPE OF REPORTING PERSON
OO-limited liability company


6



 

CUSIP No. 896263100

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
HealthCor Capital, L.P.
51-0551770
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  
(a) ý
(b) ¨
3
SEC USE ONLY
  
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
685,162
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
685,162
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
685,162
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.09%
14
TYPE OF REPORTING PERSON
PN


7



 

CUSIP No. 896263100

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
HealthCor L.P.
20-3240266
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  
(a) ý
(b) ¨
3
SEC USE ONLY
  
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
685,162
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
685,162
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
685,162
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.09%
14
TYPE OF REPORTING PERSON
PN


8



CUSIP No. 896263100

 
1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
HealthCor Strategic, LLC
20-2891864
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  
(a) ý
(b) ¨
3
SEC USE ONLY
  
4
SOURCE OF FUNDS*
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
100,000
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
100,000
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.45%
14
TYPE OF REPORTING PERSON
OO- limited liability company


9



 

CUSIP No. 896263100

 
1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
Arthur Cohen
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  
(a) ý
(b) ¨
3
SEC USE ONLY
  
4
SOURCE OF FUNDS*
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
3,716,254
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
3,716,254
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,716,254
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.74%
14
TYPE OF REPORTING PERSON
IN


10


 
CUSIP No. 896263100

 
1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON
Joseph Healey
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  
(a) ý
(b) ¨
3
SEC USE ONLY
  
4
SOURCE OF FUNDS*
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)  ¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
3,716,254
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
3,716,254
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,716,254
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   ¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.74%
14
TYPE OF REPORTING PERSON
IN


11


This Amendment No. 2 to the Schedule 13D filed by HealthCor Management, L.P, HealthCor Associates, LLC, HealthCor Offshore, Ltd., HealthCor Hybrid Offshore, Ltd., HealthCor Group, LLC, HealthCor Capital, L.P., HealthCor, L.P., Joseph Healey and Arthur Cohen (collectively “HealthCor”) on August 8, 2007 (as corrected by the amendment filed on August 9, 2007) and the Amendment No. 1 to the Schedule 13D filed by HealthCor on August 14, 2007, is being filed to update the responses to Items 2, 3 and 5 therein, including reporting the position acquired by HealthCor Strategic, LLC on September 21, 2007 and reflecting that entity as a reporting person.

Item 1. Security and Issuer

No change.

Item 2. Identity and Background

This statement is being filed by the following:

(i) HealthCor Management, L.P., a Delaware limited partnership, Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019;

(ii) HealthCor Associates, LLC, a Delaware limited liability company, Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019;

(iii) HealthCor Offshore, Ltd., a Cayman Islands limited company, Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019;

(iv) HealthCor Hybrid Offshore, Ltd., a Cayman Islands limited company, Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019;

(v) HealthCor Group, LLC, a Delaware limited liability company, Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019;

(vi) HealthCor Capital, L.P., a Delaware limited partnership, Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019;

(vii) HealthCor, L.P., a Delaware limited partnership, Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019;

(viii) HealthCor Strategic, LLC, a Delaware limited liability company, Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019;

(ix) Joseph Healey; Carnegie Hall Tower, 152 West 57th Street, 47th Floor New York, New York 10019; and

(x) Arthur Cohen, 12 South Main Street, #203 Norwalk, Connecticut 06854. Both Mr. Healey and Mr. Cohen are United States citizens.

HealthCor, L.P., HealthCor Offshore, Ltd., HealthCor Hybrid Offshore, Ltd. and HealthCor Strategic, LLC (the “HealthCor Funds”) are the four beneficial owners of the Common Stock. The investment manager of each of these funds is HealthCor Management, L.P. HealthCor Associates, LLC is the general partner of HealthCor Management, L.P. and Arthur Cohen and Joseph Healey are the managers of HealthCor Associates, LLC. The general partner of HealthCor, L.P. is HealthCor Capital, L.P. and the general partner of HealthCor Capital, L.P. is HealthCor Group, LLC.

12

Collectively, the foregoing entities and individuals will be referred to as “HealthCor”. The principal business of HealthCor is the providing of investment advisory services to the HealthCor Funds. No officer or director of HealthCor other than Messrs. Healey and Cohen holds a controlling number of ownership shares or membership interests or has voting or investment power.

During the last five years, no member of HealthCor has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Item 3. Source and Amount of Funds or Other Consideration

The total amount HealthCor has paid for the shares of Common Stock acquired in the transactions reported under Item 5(c) below is $2,133,722. Other than that, there is no change to this Item 3.

Item 4. Purpose of Transaction

No change.

Item 5. Interest in Securities of the Issuer

(a) - (b) HealthCor Strategic, LLC is, as of September 21, 2007, one of the HealthCor Funds that are the beneficial owners of the Common Stock. Other than that, there is no change to these Items 5(a) and 5(b).

(c) HealthCor made the following open-market purchases of shares of Common Stock on September 21, 2007:

Date
 
Number of Shares
 
Price Per Share
 
09/21/07
   
300,000
   
7.112
 

(d) No change.

(e) Not applicable.

Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

No change.

13



Item 7. Material to Be Filed as Exhibits

None.

14


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:
September 25, 2007
   
       
 
HealthCor Management, L.P., for itself and as manager on behalf of (i) HealthCor Offshore, Ltd., (ii) HealthCor Hybrid Offshore, Ltd. and (iii) HealthCor Strategic, LLC
 
HealthCor Associates, LLC
     
By:  /s/ Steven J. Musumeci                     
By: 
HealthCor Associates, LLC, its general partner
 
Name: Steven J. Musumeci
Title: Chief Operating Officer
       
 
By:  /s/ Steven J. Musumeci                     
   
 
Name: Steven J. Musumeci
 
HealthCor Group, LLC
 
Title: Chief Operating Officer
   
     
By:  /s/ Steven J. Musumeci                     
 
HealthCor Capital, L.P., for itself and as general partner on behalf of HealthCor, L.P.
 
Name: Steven J. Musumeci
Title: Chief Operating Officer
       
By: 
HealthCor Group, LLC, its general partner
   
     
/s/ Joseph Healey                                  
Joseph Healey, Individually
 
By:  /s/ Steven J. Musumeci                     
   
 
Name: Steven J. Musumeci
Title: Chief Operating Officer
 
/s/ Arthur Cohen                                    
Arthur Cohen, Individually
       
       

15

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