EX-FILING FEES 3 ptn_ex107.htm FILING FEE TABLE ptn_ex107.htm

 

EXHIBIT 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Palatin Technologies Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

 

Security

Type

 

Security Class Title

 

Fee Calculation or Carry Forward Rule

 

Amount Registered

 

Proposed Maximum Offering Price Per Unit

 

Maximum Aggregate Offering Price

 

Fee Rate

 

Amount of Registration Fee

 

Carry Forward Form Type

 

Carry Forward File Number

 

Carry Forward Initial effective date

 

Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward

Newly Registered Securities

Fees Previously Paid

Equity

Common Stock

Other

(1)

(2)

(1)(2)

 

 

 

 

 

 

Fees Previously Paid

Equity

Preferred Stock

Other

(1)

(2)

(1)(2)

 

 

 

 

 

 

Fees Previously Paid

Debt

Debt Securities

Other

(1)

(2)

(1)(2)

 

 

 

 

 

 

Fees Previously Paid

Other

Warrants

Other

(1)

(2)

(1)(2)

 

 

 

 

 

 

Fees Previously Paid

Other

Purchase Contracts

Other

(1)

(2)

(1)(2)

 

 

 

 

 

 

Fees Previously Paid

Other(3)

Units

Other

(1)

(2)

(1)(2)

 

 

 

 

 

 

Fees Previously Paid

Unallocated (Universal) Shelf

Unallocated (Universal) Shelf

457(o)

 

 

$100,000,000(4)

.0000927

$9,270

 

 

 

 

 

 

1

 

 

 

Total Offering Amounts

 

$100,000,000

 

$9,270

 

 

 

 

 

Total Fees Previously Paid

 

 

 

$9,270(4)

 

 

 

 

 

Total Fee Offsets

 

 

 

$0

 

 

 

 

 

Net Fee Due

 

 

 

$0

 

 

 

 

 

 

(1)

There are being registered hereunder such indeterminate amount of the securities of each identified class as may from time to time be offered hereunder at indeterminate prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange, or conversion of securities offered or sold hereunder as shall have an aggregate offering price not to exceed $100,000,000. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The securities registered hereunder also include such indeterminate number of shares of common stock of Palatin Technologies, Inc. (the “Registrant”) as may be issued upon exercise of warrants registered hereby. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the securities being registered hereunder also include such indeterminate number of shares of common stock and preferred stock of the Registrant as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions.

 

(2)

The Registrant will determine the proposed maximum offering price per unit and the proposed maximum aggregate offering price per class from time to time in connection with the issuance of the registered securities. The proposed maximum aggregate offering price for each class is omitted pursuant to General Instruction II.D of Form S-3 under the Securities Act.

 

(3)

Securities registered hereunder may be sold separately or as units with other securities registered hereby, with such units consisting of some or all of the securities listed above, in any combination, including common stock, preferred stock, debt securities, purchase contracts and warrants.

 

(4)

In connection with the $100,000,000 of maximum aggregate offering price of securities set forth in the table above, pursuant to Rule 415(a)(6) under the Securities Act, the Registrant’s initial registration statement on Form S-3 (File No. 333-262555) filed on February 7, 2022 (the “Initial Registration Statement”) included $66,438,400 of unsold securities (the “Unsold Securities”) that had previously been registered under the Registrant’s registration statement on Form S-3 (File No. 333-226905) initially filed on August 17, 2018 and declared effective on February 13, 2019 (the “Prior Registration Statement”) and paid a filing fee for a total of $100,000,000 of securities that may be issued under that Prior Registration Statement. Pursuant to Rule 415(a)(6), the Registrant carried forward to the Initial Registration Statement the Unsold Securities that were previously registered on the Prior Registration Statement, and the filing fees of approximately $13,758 previously paid in connection with the Unsold Securities continued to be applied to the Unsold Securities that were carried forward to the Initial Registration Statement. A filing fee of $3,111.16 with respect to the remaining $33,561,600 of securities registered under the Initial Registration Statement was paid therewith. In accordance with U.S. Securities and Exchange Commission rules, the Registrant may continue to offer and sell the Unsold Securities during the grace period afforded by Rule 415(a)(5) under the Securities Act. If the Registrant sells any Unsold Securities during the grace period, the Registrant will identify in a pre-effective amendment to this registration statement the new amount of Unsold Securities to be carried forward to this registration statement in reliance upon Rule 415(a)(6) and any filing fee paid in connection with such Unsold Securities and the amount of any new securities to be registered. Pursuant to Rule 415(a)(6), the offering of the Unsold Securities registered under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

 

 

2