0001088020-12-000052.txt : 20120824
0001088020-12-000052.hdr.sgml : 20120824
20120824174213
ACCESSION NUMBER: 0001088020-12-000052
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120717
FILED AS OF DATE: 20120824
DATE AS OF CHANGE: 20120824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPANA CARL
CENTRAL INDEX KEY: 0001042011
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15543
FILM NUMBER: 121055353
MAIL ADDRESS:
STREET 1: PALATIN TECHNOLOGIES, INC.
STREET 2: 4B CEDAR BROOK DRIVE
CITY: CRANBURY
STATE: NJ
ZIP: 08512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PALATIN TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000911216
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 954078884
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 4B CEDAR BROOK DRIVE
CITY: CRANBURY
STATE: NJ
ZIP: 08512
BUSINESS PHONE: 609-495-2200
MAIL ADDRESS:
STREET 1: 4B CEDAR BROOK DRIVE
CITY: CRANBURY
STATE: NJ
ZIP: 08512
FORMER COMPANY:
FORMER CONFORMED NAME: INTERFILM INC
DATE OF NAME CHANGE: 19930825
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2012-07-17
2012-07-19
0
0000911216
PALATIN TECHNOLOGIES INC
PTN
0001042011
SPANA CARL
PALATIN TECHNOLOGIES, INC.
4B CEDAR BROOK DRIVE
CRANBURY
NJ
08512
1
1
0
0
President & CEO
stock option (right to buy)
0.72
2012-07-17
4
A
0
150000
0
A
2013-07-17
2022-07-17
common stock
150000
150000
D
restricted stock units
0
2012-07-17
4
A
0
112500
0
A
2013-07-17
2014-07-17
common stock
112500
112500
D
This amended report provides corrected numbers of securities. The numbers in the original report were incorrect due to a transcription error.
The options vest at the rate of 25% per year, starting on July 17, 2013, provided, however, that no options shall become exercisable prior to the Issuance Period End Date, as such term is defined in the securities purchase agreement filed as Exhibit 10.1 to a Current Report on Form 8-K, filed by Palatin Technologies, Inc. with the Securities and Exchange Commission on July 6, 2012.
Each restricted stock unit represents the right to receive, on vesting, one share of common stock without payment of further consideration.
The restricted stock units vest as to 50% on July 17, 2013 and as to the remaining 50% on July 17, 2014, provided, however, that no restricted stock units shall vest prior to the Issuance Period End Date, as such term is defined in the securities purchase agreement filed as Exhibit 10.1 to a Current Report on Form 8-K, filed by Palatin Technologies, Inc. with the Securities and Exchange Commission on July 6, 2012.
/s/ Carl Spana, by Stephen A. Slusher, Attorney-In-Fact
2012-08-24