0001415889-22-002631.txt : 20220307 0001415889-22-002631.hdr.sgml : 20220307 20220307132304 ACCESSION NUMBER: 0001415889-22-002631 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190503 FILED AS OF DATE: 20220307 DATE AS OF CHANGE: 20220307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASELLA JOHN W CENTRAL INDEX KEY: 0001055352 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 22717270 MAIL ADDRESS: STREET 1: CASELLA WASTE SYSTEMS INC STREET 2: 25 GREENS HILL LN CITY: RUTLAND STATE: VT ZIP: 05701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4/A 1 form4a-03072022_100352.xml X0306 4/A 2019-05-03 2019-05-07 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001055352 CASELLA JOHN W C/O CASELLA WASTE SYSTEMS 25 GREENS HILL LANE RUTLAND VT 05701 true true false false CHIEF EXECUTIVE OFFICER Class A Common Stock 2019-05-03 4 M 0 16230 5.54 A 428752 D Class A Common Stock 2019-05-03 4 M 0 8012 12.48 A 436764 D Class A Common Stock 2019-05-03 4 S 0 45124 37.312 D 391640 D On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock. Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ John W. Casella 2022-03-07