0001179110-22-001646.txt : 20220224
0001179110-22-001646.hdr.sgml : 20220224
20220224200914
ACCESSION NUMBER: 0001179110-22-001646
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220222
FILED AS OF DATE: 20220224
DATE AS OF CHANGE: 20220224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coletta Edmond
CENTRAL INDEX KEY: 0001564279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 22673800
MAIL ADDRESS:
STREET 1: CASELLA WASTE SYSTEMS, INC.
STREET 2: 25 GREENS HILL LANE
CITY: RUTLAND
STATE: VT
ZIP: 05701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
4
1
edgar.xml
FORM 4 -
X0306
4
2022-02-22
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001564279
Coletta Edmond
25 GREENS HILL LANE
RUTLAND
VT
05701
0
1
0
0
Senior Vice President & CFO
Class A Common Stock
2022-02-22
4
A
0
36156
0
A
193836
D
Class A Common Stock
2022-02-24
4
S
0
16917
70.30
D
176919
D
Class A Common Stock
2022-02-24
4
S
0
896
71.08
D
176023
D
Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on April 1, 2019, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2021 through December 31, 2021, and a multiplier based on relative total shareholder return for the period running from January 1, 2019 to December 31, 2021.
Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on April 1, 2019. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $70.00 to $70.99, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $71.00 to $71.39, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
/s/ Edmond R. Coletta
2022-02-24