0001179110-20-002735.txt : 20200302
0001179110-20-002735.hdr.sgml : 20200302
20200302175935
ACCESSION NUMBER: 0001179110-20-002735
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200227
FILED AS OF DATE: 20200302
DATE AS OF CHANGE: 20200302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMITT DAVID L
CENTRAL INDEX KEY: 0001364577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 20678805
MAIL ADDRESS:
STREET 1: 25 GREENS HILL LANE
CITY: RUTLAND
STATE: VT
ZIP: 05701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
4
1
edgar.xml
FORM 4 -
X0306
4
2020-02-27
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001364577
SCHMITT DAVID L
C/O CASELLA WASTE SYSTEMS, INC.
25 GREENS HILL LANE
RUTLAND
VT
05701
0
1
0
0
General Counsel & Senior VP
Class A Common Stock
2020-02-27
4
A
0
23116
0
A
39075
D
Class A Common Stock
2020-02-28
4
S
0
2831
49.186
D
36244
D
Class A Common Stock
2020-03-02
4
S
0
4007
48.994
D
32237
D
Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on February 28, 2017, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the third year of the three-year performance period running from January 1, 2017 to December 31, 2019, multiplied by a relative total shareholder return multiplier for the period running from January 1, 2017 to December 31, 2019.
Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2017, in connection with the vesting of PSUs on February 27, 2020.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.47, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $49.25, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
/s/David L. Schmitt
2020-03-02