0001179110-19-010143.txt : 20190906 0001179110-19-010143.hdr.sgml : 20190906 20190906123625 ACCESSION NUMBER: 0001179110-19-010143 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190829 FILED AS OF DATE: 20190906 DATE AS OF CHANGE: 20190906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Edwin D CENTRAL INDEX KEY: 0001392991 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 191079004 MAIL ADDRESS: STREET 1: 5002 T-REX AVENUE, SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2019-08-29 2019-09-03 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001392991 Johnson Edwin D 25 GREENS HILL LANE C/O CASELLA WASTE SYSTEMS, INC. RUTLAND VT 05701 0 1 0 0 President & COO Class A Common Stock 2019-08-29 4 M 0 2700 5.71 A 341544 D Class A Common Stock 2019-08-29 4 S 0 2700 46.5327 D 338844 D Employee Stock Option (right to buy) 5.71 2019-08-29 4 M 0 2700 0 D 2013-12-31 2023-12-11 Class A Common Stock 2700 0 D Represents the weighted average sales price for shares sold in multiple transactions, ranging from $46.50 to $46.645. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. This amendment is being filed to correct the amount of securities beneficially owned following the transactions reported in the Form 4 filed by the Reporting Person on September 3, 2019 (the "Original Form 4") and to correct that the derivative securities were disposed of and not acquired in connection with the exercise of the option reported in the Original Form 4. /s/ Edwin D. Johnson 2019-09-06