0001179110-19-005679.txt : 20190507
0001179110-19-005679.hdr.sgml : 20190507
20190507170105
ACCESSION NUMBER: 0001179110-19-005679
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190503
FILED AS OF DATE: 20190507
DATE AS OF CHANGE: 20190507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASELLA JOHN W
CENTRAL INDEX KEY: 0001055352
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 19803993
MAIL ADDRESS:
STREET 1: CASELLA WASTE SYSTEMS INC
STREET 2: 25 GREENS HILL LN
CITY: RUTLAND
STATE: VT
ZIP: 05701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
4
1
edgar.xml
FORM 4 -
X0306
4
2019-05-03
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001055352
CASELLA JOHN W
C/O CASELLA WASTE SYSTEMS
25 GREENS HILL LANE
RUTLAND
VT
05701
1
1
0
0
Chief Executive Officer
Class A Common Stock
2019-05-03
4
M
0
16230
5.54
A
422204
D
Class A Common Stock
2019-05-03
4
M
0
8012
12.48
A
430216
D
Class A Common Stock
2019-05-03
4
S
0
45124
37.312
D
385092
D
Class B Common Stock
494100
D
Class A Common Stock
694
I
See Footnote
Employee Stock Option (right to buy)
5.54
2019-05-03
4
M
0
16230
0
A
2023-12-13
Class A Common Stock
16230
0
D
Employee Stock Option (right to buy)
12.48
2019-05-03
4
M
0
8012
0
A
2026-11-17
Class A Common Stock
8012
0
D
Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
The option vested in one third increments; one third on December 13, 2014, one third on December 13, 2015 and one third on December 13, 2016.
The option vested on February 20, 2019.
/s/ John W. Casella
2019-05-07