0001179110-19-005679.txt : 20190507 0001179110-19-005679.hdr.sgml : 20190507 20190507170105 ACCESSION NUMBER: 0001179110-19-005679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190503 FILED AS OF DATE: 20190507 DATE AS OF CHANGE: 20190507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASELLA JOHN W CENTRAL INDEX KEY: 0001055352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 19803993 MAIL ADDRESS: STREET 1: CASELLA WASTE SYSTEMS INC STREET 2: 25 GREENS HILL LN CITY: RUTLAND STATE: VT ZIP: 05701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4 1 edgar.xml FORM 4 - X0306 4 2019-05-03 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001055352 CASELLA JOHN W C/O CASELLA WASTE SYSTEMS 25 GREENS HILL LANE RUTLAND VT 05701 1 1 0 0 Chief Executive Officer Class A Common Stock 2019-05-03 4 M 0 16230 5.54 A 422204 D Class A Common Stock 2019-05-03 4 M 0 8012 12.48 A 430216 D Class A Common Stock 2019-05-03 4 S 0 45124 37.312 D 385092 D Class B Common Stock 494100 D Class A Common Stock 694 I See Footnote Employee Stock Option (right to buy) 5.54 2019-05-03 4 M 0 16230 0 A 2023-12-13 Class A Common Stock 16230 0 D Employee Stock Option (right to buy) 12.48 2019-05-03 4 M 0 8012 0 A 2026-11-17 Class A Common Stock 8012 0 D Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. The option vested in one third increments; one third on December 13, 2014, one third on December 13, 2015 and one third on December 13, 2016. The option vested on February 20, 2019. /s/ John W. Casella 2019-05-07