0001179110-19-002320.txt : 20190222
0001179110-19-002320.hdr.sgml : 20190222
20190222161737
ACCESSION NUMBER: 0001179110-19-002320
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190220
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMITT DAVID L
CENTRAL INDEX KEY: 0001364577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 19625910
MAIL ADDRESS:
STREET 1: 25 GREENS HILL LANE
CITY: RUTLAND
STATE: VT
ZIP: 05701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
4
1
edgar.xml
FORM 4 -
X0306
4
2019-02-20
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001364577
SCHMITT DAVID L
C/O CASELLA WASTE SYSTEMS, INC.
25 GREENS HILL LANE
RUTLAND
VT
05701
0
1
0
0
General Counsel & Senior VP
Class A Common Stock
2019-02-20
4
A
0
21606
0
A
63612
D
Class A Common Stock
2019-02-21
4
S
0
6906
34.5998
D
56706
D
Employee Stock Option (Right to Buy)
12.48
2019-02-20
4
A
0
8988
0
A
2019-02-20
2026-11-16
Class A Common Stock
8988
8988
D
Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.
Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.
/s/David L. Schmitt
2019-02-22