0000911177-24-000045.txt : 20240314 0000911177-24-000045.hdr.sgml : 20240314 20240314161845 ACCESSION NUMBER: 0000911177-24-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240312 FILED AS OF DATE: 20240314 DATE AS OF CHANGE: 20240314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASELLA DOUGLAS R CENTRAL INDEX KEY: 0001055353 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 24750420 MAIL ADDRESS: STREET 1: CASELLA WASTE SYSTEMS INC STREET 2: 25 GREENS HILL LN CITY: RUTLAND STATE: VT ZIP: 05701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4 1 wk-form4_1710447513.xml FORM 4 X0508 4 2024-03-12 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001055353 CASELLA DOUGLAS R C/O CASELLA WASTE SYSTEMS, INC. 25 GREENS HILL LANE RUTLAND VT 05702 1 1 0 0 VICE CHAIRMAN, BD OF DIRECTORS 1 Class A Common Stock 2024-03-12 4 A 0 1758 0 A 136500 D Class A Common Stock 2024-03-13 4 S 0 674 94.06 D 135826 D Class A Common Stock 2024-03-14 4 S 0 391 94.17 D 135435 D Class B Common Stock 169000 D Class B Common Stock 131000 I By SLAT Class B Common Stock 57100 I By Spouse Class B Common Stock 137000 I By SLAT 2 Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2025. Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 25, 2022 and August 30, 2023 and does not represent a discretionary sale by the reporting person. Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.06 to $94.11. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 23, 2021 and does not represent a discretionary sale by the reporting person. Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.05 to $94.33. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2. /s/ Douglas R. Casella 2024-03-14