0000911177-24-000045.txt : 20240314
0000911177-24-000045.hdr.sgml : 20240314
20240314161845
ACCESSION NUMBER: 0000911177-24-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240312
FILED AS OF DATE: 20240314
DATE AS OF CHANGE: 20240314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASELLA DOUGLAS R
CENTRAL INDEX KEY: 0001055353
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 24750420
MAIL ADDRESS:
STREET 1: CASELLA WASTE SYSTEMS INC
STREET 2: 25 GREENS HILL LN
CITY: RUTLAND
STATE: VT
ZIP: 05701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
4
1
wk-form4_1710447513.xml
FORM 4
X0508
4
2024-03-12
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001055353
CASELLA DOUGLAS R
C/O CASELLA WASTE SYSTEMS, INC.
25 GREENS HILL LANE
RUTLAND
VT
05702
1
1
0
0
VICE CHAIRMAN, BD OF DIRECTORS
1
Class A Common Stock
2024-03-12
4
A
0
1758
0
A
136500
D
Class A Common Stock
2024-03-13
4
S
0
674
94.06
D
135826
D
Class A Common Stock
2024-03-14
4
S
0
391
94.17
D
135435
D
Class B Common Stock
169000
D
Class B Common Stock
131000
I
By SLAT
Class B Common Stock
57100
I
By Spouse
Class B Common Stock
137000
I
By SLAT 2
Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common
Stock. RSUs vest in three equal annual installments beginning on March 12, 2025.
Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 25, 2022 and August 30, 2023 and does not represent a discretionary sale by the reporting person.
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.06 to $94.11. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 23, 2021 and does not represent a discretionary sale by the reporting person.
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.05 to $94.33. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
/s/ Douglas R. Casella
2024-03-14