0000911177-24-000042.txt : 20240314 0000911177-24-000042.hdr.sgml : 20240314 20240314161614 ACCESSION NUMBER: 0000911177-24-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240312 FILED AS OF DATE: 20240314 DATE AS OF CHANGE: 20240314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ligon Paul CENTRAL INDEX KEY: 0001926747 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 24750362 MAIL ADDRESS: STREET 1: C/O CASELLA WASTE SYSTEMS, INC. STREET 2: 25 GREENS HILL LANE CITY: RUTLAND STATE: VT ZIP: 05701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4 1 wk-form4_1710447358.xml FORM 4 X0508 4 2024-03-12 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001926747 Ligon Paul 25 GREENS HILL LANE RUTLAND VT 05701 0 1 0 0 SR VP of Sustainable Growth 1 Class A Common Stock 2024-03-12 4 A 0 533 0 A 23083 D Class A Common Stock 2024-03-13 4 S 0 164 94.38 D 22919 D Class A Common Stock 2024-03-14 4 S 0 104 93.80 D 22815 D Class A Common Stock 27 I By daughter Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2025. Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 18, 2022 and August 2, 2023 and does not represent a discretionary sale by the reporting person. Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 9, 2021 and does not represent a discretionary sale by the reporting person. Represents the weighted average sales price for shares sold in multiple transactions, ranging from $93.78 to $93.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ Paul Ligon 2024-03-14