0000911177-23-000150.txt : 20231108 0000911177-23-000150.hdr.sgml : 20231108 20231108163848 ACCESSION NUMBER: 0000911177-23-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helgeson Bradford John CENTRAL INDEX KEY: 0001593745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 231388581 MAIL ADDRESS: STREET 1: 30 ESSEX PLACE CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER NAME: FORMER CONFORMED NAME: Helgeson Bradford J DATE OF NAME CHANGE: 20131206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4 1 wk-form4_1699479518.xml FORM 4 X0508 4 2023-11-06 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001593745 Helgeson Bradford John 25 GREENS HILL LANE RUTLAND VT 05701 0 1 0 0 Executive VP and CFO 0 Class A Common Stock 2023-11-06 4 A 0 1881 0 A 1881 D Employee Stock Option (right to buy) 79.72 2023-11-06 4 A 0 17500 0 A 2033-11-05 Class A Common Stock 17500 17500 D Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on November 6, 2024. This option shall become exercisable with respect to one-fifth of the shares on November 6, 2024, and shall become exercisable as to an additional one-fifth of the shares on each of the second, third, fourth, and fifth anniversaries of the grant date. /s/ Bradford Helgeson 2023-11-08