0000911177-23-000019.txt : 20230224
0000911177-23-000019.hdr.sgml : 20230224
20230224160930
ACCESSION NUMBER: 0000911177-23-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230222
FILED AS OF DATE: 20230224
DATE AS OF CHANGE: 20230224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sayward Shelley E.
CENTRAL INDEX KEY: 0001823513
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 23667204
MAIL ADDRESS:
STREET 1: C/O CASELLA WASTE SYSTEMS, INC.
STREET 2: 25 GREENS HILL LANE
CITY: RUTLAND
STATE: VT
ZIP: 05701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
4
1
wf-form4_167727293516861.xml
FORM 4
X0306
4
2023-02-22
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001823513
Sayward Shelley E.
25 GREENS HILL LANE
RUTLAND
VT
05701
0
1
0
0
SENIOR VP & GENERAL COUNSEL
Class A Common Stock
2023-02-22
4
A
0
1567
0
A
14640
D
Class A Common Stock
2023-02-23
4
S
0
341
75.39
D
14299
D
Class A Common Stock
2023-02-23
4
S
0
153
76.22
D
14146
D
Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2020, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2022 through December 31, 2022, and a multiplier based on relative total shareholder return for the period running from January 1, 2020 to December 31, 2022.
Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on March 12, 2020. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "sell-to-cover transaction" intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934 and the sale does not represent a discretionary trade by the reporting person.
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $74.89 to $75.88. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $75.89 to $76.86. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
/s/ Shelley E. Sayward
2023-02-24