0000911177-23-000004.txt : 20230123
0000911177-23-000004.hdr.sgml : 20230123
20230123161722
ACCESSION NUMBER: 0000911177-23-000004
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230123
DATE AS OF CHANGE: 20230123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASELLA JOHN W
CENTRAL INDEX KEY: 0001055352
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 23544667
MAIL ADDRESS:
STREET 1: CASELLA WASTE SYSTEMS INC
STREET 2: 25 GREENS HILL LN
CITY: RUTLAND
STATE: VT
ZIP: 05701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
5
1
wf-form5_167450862778501.xml
FORM 5
X0306
5
2022-12-31
0
0
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001055352
CASELLA JOHN W
C/O CASELLA WASTE SYSTEMS
25 GREENS HILL LANE
RUTLAND
VT
05701
1
1
0
0
CHIEF EXECUTIVE OFFICER
Class A Common Stock
11601
D
Class A Common Stock
694
I
By Spouse
Class B Common Stock
166000
D
Class B Common Stock
2022-12-02
5
G
0
137000
0
D
57100
I
By Spouse
Class B Common Stock
2022-12-02
5
G
0
137000
0
A
137000
I
by SLAT 2
Class B Common Stock
134000
I
By SLAT
Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Represents a gift of shares by Mr. Casella's spouse to a Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
Amount shown reflects an adjustment to correct an inadvertent administrative error that omitted 100 shares of the issuer's Class B Common Stock from columns 4 and 5 of Table I in the Form 4 filed by Mr. Casella on November 15, 2022 ("Previous Form 4"). Table I, column 4 of the Previous Form 4 correctly reported Mr. Casella's disposition of 194,100 shares of Class B Common Stock to his spouse as a gift, but the corresponding acquisition of such shares by Mr. Casella's spouse was inadvertently reported as 194,000 shares of Class B Common Stock in Table I, column 4 as well as in Table I, column 5 reporting indirect beneficial ownership. In both cases, the amount should have been reported as 194,100 shares of Class B Common Stock.
Held by the SLAT 2 for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.
Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT").
/s/ John W. Casella
2023-01-23