4 1 y56301be4.txt CENTURY CASINOS, INC./LLOYD I. MILLER, III FORM 4 OMB APPROVAL ---------------------------- OMB NUMBER: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response 0.5 ---------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] CHECK THIS BOX IF NO LONGER SUBJECT TO SECTION 16 FROM 4 OR OTHER OBLIGATIONS MAY CONTINUE (Print or Type Responses) _______________________________________________________________________________- 1. Name and Address of Reporting Person* Miller, III Lloyd I -------------------------------------------------------------------------------- (Last) (First) (Middle) 4550 Gordon Drive -------------------------------------------------------------------------------- (Street) Naples FL 34102 -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Century Casinos, Inc. (CNTY) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ###-##-#### ________________________________________________________________________________ 4. Statement for Month/Year December, 2001 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by ONE REPORTING PERSON [_] Form filed by MORE THAN ONE REPORTING PERSON ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/4/01 P 1,600 A $2.20 I By Lloyd I. Miller, III, Trust A-4 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/7/01 P 1,900 A $2.29 I By Lloyd I. Miller, III, Trust A-4 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/7/01 P 1,300 A $2.30 I By Lloyd I. Miller, III, Trust A-4 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/12/01 P 1,175 A $2.27 I By Lloyd I. Miller, III, Trust A-4 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/13/01 P 3,000 A $2.27 I By Lloyd I. Miller, III, Trust A-4 ====================================================================================================================================
Page 1 of 4 ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person: 2. Issuer Name and Ticker or Trading Symbol: 3. Statement for Month/Year: Miller, III Lloyd I. Century Casinos, Inc. (CNTY) December, 2001 ------------------------------------------------------------------------------------------------------------------------------------ (Continued) ------------------------------------------------------------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (CONTINUED) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) or 5. Amount of 6. Owner- 7. Nature of Indirect (Instr. 3) action action Disposed of (D) (Instr. 3, Securities ship Date Code 4 and 5) Beneficially Form: Instr. 8) Owned at End Direct -------------------------------------------- of Month (D) or (Month/ Amount (A) or Price Indi- Day/ Code V (D) (Instr. 3) rect(I) Year) and 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/01 P 3,500 A $2.27 I By Lloyd I. Miller, III, Trust A-4 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/19/01 P 4,800 A $2.30 1,057,239(1) I By Lloyd I. Miller, III, Trust A-4 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/20/01 P 25,000 A $2.27 396,800 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/20/01 P 1,300 A $2.25 116,600(1) I By Lloyd I. Miller, III, Trust C ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 6,000(1) I By Lloyd I. Miller, III, Trust A-3 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5,000(1) I By Lloyd I. Miller, III, Trust A-1 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 17,300(1) I By Lloyd I. Miller, III, custodian under Florida UGMA for Lloyd I. Miller, IV ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12,000(1) I By Lloyd I. Miller, III, Trust A-2 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 28,000(1) I By Lloyd I. Miller, III, Trustee, GST f/b/o Catherine C. Miller ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4,000(1) I By Wife ==================================================================================================================================
Page 2 of 4 TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (CONTINUED) 1. Name and Address of Reporting Person: Miller, III Lloyd I. 2. Issuer Name and Ticker or Trading Symbol: Century Casinos, Inc. (CNTY) 3. Statement for Month/Year: December, 2001
(Continued) TABLE 1 -- Non-Derivative Securities Acquired, Disposed of or Beneficially Owned 1. Title of Security 2. Trans- 3. Transaction 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature of Instr. 3) action Code (A) or Disposed of Securities ship Form; Indirect Date Instr. 8) (D) (Instr. 3,4 Beneficially Direct (D) Beneficial ---------------------------------------- Owned at End or Indirect Ownership (Month/ of Month (I)(Instr.4) Day/ Code V Amount (A) or Price Year) (D) (Instr. 3 and 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 567,445(1) I By Milfam I, L.P. ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 240,439(1) I By Milfam II, L.P. ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 29,800(1) I By Lloyd I. Miller, III, custodian under Florida UGMA for Alexandra B. Miller ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 14,500(1) I By Lloyd I. Miller, III, Trustee GST f/b/o Lloyd I. Miller ====================================================================================================================================
Page 3 of 4 FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ Code V (A) (D) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this filing. /s/ Lloyd I. Miller, III 1/4/02 --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 4 of 4