-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4Z4CMm6dqkfONedvr7tfI8pegJkyKoarCwFwDs7Lx4YHXbqojzIoI2gpzC3fNsd k/sUy2/D5+LXelN+4odzzQ== 0000950123-00-001621.txt : 20000228 0000950123-00-001621.hdr.sgml : 20000228 ACCESSION NUMBER: 0000950123-00-001621 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000214 FILED AS OF DATE: 20000225 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTURY CASINOS INC CENTRAL INDEX KEY: 0000911147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 841271317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A SEC ACT: SEC FILE NUMBER: 000-22900 FILM NUMBER: 553125 BUSINESS ADDRESS: STREET 1: 200-220 E BENNETT AVENUE CITY: CRIPPLE CREEK STATE: CO ZIP: 80813 BUSINESS PHONE: 3032969800 MAIL ADDRESS: STREET 1: 200-220 E. BENNETT AVENUE CITY: CRIPPLE CREEK STATE: CO ZIP: 80813 FORMER COMPANY: FORMER CONFORMED NAME: ALPINE GAMING INC DATE OF NAME CHANGE: 19930824 COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 5/A BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 5/A 1 AMENDMENT TO FORM 5 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0362 Expires: December 31, 2001 Estimated average burden hours per response ....... 1.0 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [X] Form 3 Holdings Reported [X] Form 4 Transactions Reported ________________________________________________________________________________ 1. Name and Address of Reporting Person* Miller, III Lloyd I - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4550 Gordon Drive - -------------------------------------------------------------------------------- (Street) Naples FL 34102 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Century Casinos, Inc. (CTNY) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### ________________________________________________________________________________ 4. Statement for Month/Year February 1999/December, 1999/January, 2000 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) February 14, 2000 ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (check applicable line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________
========================================================================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ========================================================================================================================== 5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at end Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/Year) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Common Stock 12/3/99 P4 20,000 A 1.01 223,671 I By Milfam II, L.P. - -------------------------------------------------------------------------------------------------------------------------- Common Stock 12/2/99 P4 16,000 A 1.01 I By Lloyd I. Miller Trust A-4 - -------------------------------------------------------------------------------------------------------------------------- Common Stock 12/15/99 P4 22,000 A .9375 I By Lloyd I. Miller Trust A-4 - -------------------------------------------------------------------------------------------------------------------------- Common Stock 12/22/99 P4 12,000 A .9475 I By Lloyd I. Miller Trust A-4 ==========================================================================================================================
* If the form is filed by more than one reporting person, see instruction 4(b)(v). (Over) SEC 2270(7-96) Page 1 of 5 2 FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- ===============================================================================================================================
Explanation of Responses: /s/ Lloyd I. Miller, III 2/24/00 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 2270 (7-96) Page 2 of 5 3 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Miller, III Lloyd I - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4550 Gordon Drive - -------------------------------------------------------------------------------- (Street) Naples FL 34102 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Century Casinos, Inc. (CTNY) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### ________________________________________________________________________________ 4. Statement for Month/Year February 1999/December, 1999/January, 2000 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) February 14, 2000 ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________
=========================================================================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned =========================================================================================================================== 5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at end Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/Year) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - --------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- Common Stock 1/14/00 P4 27,350 A .9688 I By Lloyd I. Miller Trust A-4 - --------------------------------------------------------------------------------------------------------------------------- Common Stock 1/14/00 P4 27,350 A .9688 I By Lloyd I. Miller Trust A-4 - --------------------------------------------------------------------------------------------------------------------------- Common Stock 1/31/00 P4 18,550 A .9688 893,199(1) I By Lloyd I. Miller Trust A-4 - --------------------------------------------------------------------------------------------------------------------------- Common Stock 1/11/00 P4 12,000 A .9688 12,000 I By Lloyd I. Miller Trust A-2 - --------------------------------------------------------------------------------------------------------------------------- Common Stock 1/24/00 P4 6,000 A .9688 290,000(2) D - --------------------------------------------------------------------------------------------------------------------------- Common Stock 14,500 I By Lloyd I. Miller III, Trustee GST f/b/o Lloyd I. Miller,III ===========================================================================================================================
(Over) SEC 2270 (7-96) * If the form is filed by more than one reporting person, see instruction 4(b)(v). (1) On February 14, 2000, the reporting person filed a Form 5 which, mistakenly reported the purchase of (i) 12,000 shares of common stock on December 22, 1999 at a purchase price of .9375, (ii) 10,000 shares of common stock on December 28, 1999, and (iii) 20,000 shares of common stock on December 30, 1999, each by Lloyd I. Miller, Trust A-4. Each of the foregoing purchases did not in fact occur, and, as of February 14, 2000, the reporting person indirectly beneficially owned 893,199 shares of common stock through Lloyd I. Miller, Trust A-4, not the 935,199 shares reported in the Form 5 filed on February 14, 2000. (2) On February 14, 2000, the reporting person filed a Form 5 which, due to a clerical error, reported direct beneficial ownership of 270,000 shares of common stock when in fact, as of February 14, 2000, the reporting person beneficially owned 290,000 shares of common stock directly. Page 3 of 5 4 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Miller, III Lloyd I - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4550 Gordon Drive - -------------------------------------------------------------------------------- (Street) Naples FL 34102 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Century Casinos, Inc. (CTNY) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### ________________________________________________________________________________ 4. Statement for Month/Year February 1999/December, 1999/January, 2000 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) February 14, 2000 ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________
========================================================================================================================= TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF OR BENEFICIALLY OWNED ========================================================================================================================== 5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at end Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/Year (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Common Stock 17,300(3) I By Lloyd I. Miller, III, custodian under Florida UGMA for Lloyd I. Miller, IV - -------------------------------------------------------------------------------------------------------------------------- Common Stock 543,445 I By Milfam I, L.P. - -------------------------------------------------------------------------------------------------------------------------- Common Stock 115,300(4) I By Lloyd I. Miller Trust C - -------------------------------------------------------------------------------------------------------------------------- Common Stock 28,000(5) I By Lloyd I. Miller, III Trustee, GST f/b/o Catherine C. Miller ==========================================================================================================================
(Over) SEC 2270 (7-96) * If the form is filed by more than one reporting person, see instruction 4(b)(v). (3) On February 12, 1999, the reporting person mistakenly filed a Form 3 reporting indirect beneficial ownership of 17,000 shares as custodian under a Florida UGMA for Lloyd I. Miller, IV, when in fact, as of February 12, 1999, the reporting person indirectly beneficially owned only 10,600 shares in this custodial account. Each Form 4 filed by the reporting person in 1999 overstated the number of shares of common stock indirectly beneficially owned though this custodial account by 6,400 shares. (4) On February 14, 2000, the reporting person filed a Form 5 which, due to a clerical error, reported indirect beneficial ownership of 133,300 shares of commons stock through Lloyd I. Miller, Trust C, when in fact, as of February 14, 2000, the reporting person indirectly beneficially owned 115,300 shares of common stock though this trust. (5) On February 12, 1999, the reporting person mistakenly filed a Form 3 reporting indirect beneficial ownership of 13,000 shares through GST f/b/o Catherine C. Miller, when in fact, as of February 12, 1999, the reporting person indirectly beneficially owned 20,000 shares through this trust. Each Form 4 filed by the reporting person in 1999 understated the number of shares of common stock indirectly beneficially owned though this trust by 7,000 shares. On of February 14, 2000, the reporting person filed a Form 5 which, due to a clerical error, reported indirect beneficial ownership of 10,000 shares through this trust, when in fact, as of February 14, 2000, the reporting person indirectly beneficially owned 28,000 shares of common stock though this trust. Page 4 of 5 5 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Miller, III Lloyd I - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4550 Gordon Drive - -------------------------------------------------------------------------------- (Street) Naples FL 34102 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Century Casinos, Inc. (CTNY) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### ________________________________________________________________________________ 4. Statement for Month/Year February 1999/December, 1999/January, 2000 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) February 14, 2000 ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (check applicable line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________
======================================================================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ========================================================================================================================= 5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship 2. Disposed of (D) Beneficially Form: 7. Transaction (Instr. 3, 4 and 5) Owned at end Direct Nature of Date 3. ----------------------------- of Issuer's (D) or Indirect 1. (Month/ Transaction (A) Fiscal Year Indirect Beneficial Title of Security Day/ Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) Year) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Common Stock 4,000 I By Wife - -------------------------------------------------------------------------------------------------------------------------- Common Stock 29,800 I By Lloyd I. Miller III, custodian under Florida UGMA for Alexandra B. Miller - -------------------------------------------------------------------------------------------------------------------------- Common Stock 5,000 I By Lloyd I. Miller Trust A-1 - -------------------------------------------------------------------------------------------------------------------------- Common Stock 6,000 I By Lloyd I. Miller Trust A-3 ==========================================================================================================================
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Over) SEC 2270 (7/96) Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----