0000911147-23-000066.txt : 20230913 0000911147-23-000066.hdr.sgml : 20230913 20230913163116 ACCESSION NUMBER: 0000911147-23-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20230913 DATE AS OF CHANGE: 20230913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAITZMANN ERWIN ET AL CENTRAL INDEX KEY: 0000923843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22900 FILM NUMBER: 231253068 MAIL ADDRESS: STREET 1: 2200 EAST BENNETT AVE CITY: CRIPPLE CREEK STATE: CO ZIP: 80813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTURY CASINOS INC /CO/ CENTRAL INDEX KEY: 0000911147 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 841271317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 455 E. PIKES PEAK AVE STREET 2: SUITE 210 CITY: COLORADO SPRINGS STATE: CO ZIP: 80903 BUSINESS PHONE: 719-527-8300 MAIL ADDRESS: STREET 1: 455 E. PIKES PEAK AVE STREET 2: SUITE 210 CITY: COLORADO SPRINGS STATE: CO ZIP: 80903 FORMER COMPANY: FORMER CONFORMED NAME: CENTURY CASINOS INC DATE OF NAME CHANGE: 19940802 FORMER COMPANY: FORMER CONFORMED NAME: ALPINE GAMING INC DATE OF NAME CHANGE: 19930824 4 1 certent-form4.xml PRIMARY DOCUMENT X0508 4 2023-09-11 0000911147 CENTURY CASINOS INC /CO/ CNTY 0000923843 HAITZMANN ERWIN ET AL 455 E PIKES PEAK AVE STE 210 COLORADO SPRINGS CO 80903 1 1 0 0 Chairman of the Board/Co CEO 0 Common Stock 2023-09-11 4 P 0 22000 5.71 A 201345 D Common Stock 1200000 I By Management Company Employee Stock Option (right to buy) 5.05 2023-09-12 4 D 0 450000 D 2024-12-26 Common Stock 450000 0 D Employee Stock Option (right to buy) 5.61 2023-09-12 4 A 0 450000 A 2033-09-12 Common Stock 450000 450000 D This transaction was executed in multiple trades at prices ranging from $5.66 to $5.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option granted on December 26, 2014 provided for vesting of 25% at grant date and 25% annually beginning December 26, 2015. On September 12, 2023, the issuer canceled, pursuant to an issuer option exchange program, an option for 450,000 shares of CNTY common stock granted to the reporting person on December 26, 2014. In exchange, the reporting person received a replacement option, for 450,000 shares, having an exercise price of $5.61 a share. The option vests 25% at grant date, 25% at one year from grant date, 25% at two years from grant date and an additional 25% at three years from grant date. /s/ Erwin Haitzmann 2023-09-13