-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JVH0uwR6rk+0YS5qF6yTHxTfc21EtwvMGgO97HmuRLy/K0VBwNdp8jxjZQJpRKyj iXLZrVQAXjhXA0YtK4A01Q== 0000922907-01-000074.txt : 20010223 0000922907-01-000074.hdr.sgml : 20010223 ACCESSION NUMBER: 0000922907-01-000074 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATCHISON CASTING CORP CENTRAL INDEX KEY: 0000911115 STANDARD INDUSTRIAL CLASSIFICATION: IRON & STEEL FOUNDRIES [3320] IRS NUMBER: 481156578 STATE OF INCORPORATION: KS FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-42909 FILM NUMBER: 1544240 BUSINESS ADDRESS: STREET 1: 400 S 4TH ST CITY: ATCHISON STATE: KS ZIP: 66002 BUSINESS PHONE: 9133672121 MAIL ADDRESS: STREET 1: 400 SOUTH 4TH STREET CITY: ATCHISON STATE: KS ZIP: 66002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AIKEN HUGH H CENTRAL INDEX KEY: 0001021591 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O ATCHISON CASTING CORP STREET 2: 400 SOUTH 4TH CITY: ATCHISON STATE: KS ZIP: 66002 MAIL ADDRESS: STREET 1: C/O ATCHISON CASTING CORP STREET 2: 400 SOUTH 4TH CITY: ATCHISON STATE: KS ZIP: 66002 SC 13G/A 1 0001.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Atchison Casting Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 04661310 (CUSIP Number) January 3, 2000 --------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages CUSIP No. 04661310 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Hugh H. Aiken - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (SEE INSTRUCTIONS) (b) X - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 474,704.4105 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,500 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON 474,704.4105 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 1,500 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 476,204.4105 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.94% - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- Page 2 of 5 pages Item 1(a). Name of Issuer: Atchison Casting Corporation Item 1(b). Address of Issuer's Principal Executive Offices: - ----------------------------------------------------------- 400 South Fourth Street Atchison, Kansas 66002-0188 Item 2(a). Name of Person Filing: - ---------------------------------- Hugh H. Aiken Item 2(b). Address of Principal Business Office or, if None, Residence: - ----------------------------------------------------------------------- 400 South Fourth Street Atchison, Kansas 66002-0188 Item 2(c). Citizenship: - ------------------------ United States citizen Item 2(d). Title of Class of Securities: - ---------------------------------------- Common Stock, $.01 par value per share Item 2(e). CUSIP Number: - -------------------------- 04661310 Item 3. If This Statement is Filed Pursuant to Rules 13d-1(b) or - ------------------------------------------------------------------------------ 13d-2(b), Check Whether the Person Filing is a: ---------------------------------------------- N/A Item 4. Ownership: - ----------------------- Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: The information in Item 9 of the cover page hereof is hereby incorporated by reference. (b) Percent of Class: The information in Item 11 of the cover page hereof is hereby incorporated by reference. Page 3 of 5 pages (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote - The information in Item 5 of the cover page hereof is hereby incorporated by reference. (ii) shared power to vote or to direct the vote - The information in Item 6 of the cover page hereof is hereby incorporated by reference. (iii) sole power to dispose or to direct the disposition of - The information in Item 7 of the cover page hereof is hereby incorporated by reference. (iv) shared power to dispose or to direct the disposition of - The information in Item 8 of the cover page hereof is hereby incorporated by reference. Item 5. Ownership of Five Percent or Less of a Class: - -------------------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [ ]. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person: - --------------------------------------------------------------------------- Each of Mr. Aiken's three children owns 500 of the shares listed herein. Accordingly, with respect to the 1,500 shares referenced in Item 6 and Item 8 of the cover pages, other persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. The interest does not relate to more than five percent of the class. Item 7. Identification and Classification of the Subsidiary Which - ------------------------------------------------------------------------------ Acquired the Security Being Reported on By the Parent Holding Company: --------------------------------------------------------------------- N/A Item 8. Identification and Classification of Members of the Group: - --------------------------------------------------------------------- N/A Item 9. Notice of Dissolution of Group: - -------------------------------------------- N/A Item 10.Certification: - ---------------------- N/A Page 4 of 5 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2001 /S/ HUGH H. AIKEN ------------------------------------------------- Hugh H. Aiken Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----