-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBQIbu+S6EU+HP4Uq5xvx2GEoYxRShk7bW2GZYerQsrfAvcU9eqS7ohp3nrQse1j W8H73agm4G4gcn2kdps9ig== 0000922907-00-000272.txt : 20001228 0000922907-00-000272.hdr.sgml : 20001228 ACCESSION NUMBER: 0000922907-00-000272 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20001227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATCHISON CASTING CORP CENTRAL INDEX KEY: 0000911115 STANDARD INDUSTRIAL CLASSIFICATION: IRON & STEEL FOUNDRIES [3320] IRS NUMBER: 481156578 STATE OF INCORPORATION: KS FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: SEC FILE NUMBER: 001-12541 FILM NUMBER: 796349 BUSINESS ADDRESS: STREET 1: 400 S 4TH ST CITY: ATCHISON STATE: KS ZIP: 66002 BUSINESS PHONE: 9133672121 MAIL ADDRESS: STREET 1: 400 SOUTH 4TH STREET CITY: ATCHISON STATE: KS ZIP: 66002 NT 11-K 1 0001.txt
----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0058 Expires: January 31, 2002 Estimated average burden hours per response.......2.50 ----------------------------- ----------------------------- UNITED STATES SEC FILE NUMBER 1-12541 SECURITIES AND EXCHANGE COMMISSION ----------------------------- CUSIP NUMBER Washington, D.C. 20549 046613 10 5 ----------------------------- FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [X] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For period Ended: June 30, 2000 ------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Not applicable ---------------------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: Not applicable - ----------------------------------------------------------------------------------------------------- Part 1 - REGISTRANT INFORMATION Atchison Casting Corporation on behalf of each of the following: Atchison Casting Corporation Savings Plan; Atchison Casting Corporation 401(k) Plan; Atchison Casting Corporation Hourly Employees 401(k) Plan; Empire Steel Castings, Inc. 401(k) Profit Sharing Plan for Union Employees; Quaker Alloy, Inc. 401(k) Profit Sharing Plan for Union Employees; LaGrange Foundry, Inc. 401(k) Savings and Defined Contribution Plan; PrimeCast 401(k) Savings and Defined Contribution Plan (collectively, the "Plans") - ----------------------------------------------------------------------------------------------------- Full Name of Registrant Not applicable - ----------------------------------------------------------------------------------------------------- Former Name if Applicable 400 South Fourth Street - ------------------------------------------------------------------------------------------------------------ Address of principal executive office Atchison, Kansas 66002 - ------------------------------------------------------------------------------------------------------------ City, state and zip code PART II - RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) [X} (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [X] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. Attach Extra Sheets if Needed) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. PART III - NARRATIVE Each of the Plans is unable to timely file, without unreasonable effort or expense, a Form 11-K for the fiscal year ended June 30, 2000 because the Plans' auditors have not yet received certain information that is necessary for the auditors to complete their audit of the Plans. PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Kevin T. McDermed (913) 367-2121 ------------------------------------------------------------------------------------ (Name) (Area code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [ ] Yes [X ] No* *Atchison Casting Corporation did not timely file its Form 10-Q for the period ended September 30, 2000. However, insomuch as this is the first 11-K filing required of each of the Plans, no such periodic reports were required of the Plans during the preceding 12 months. Hence, each of the Plans has timely filed all such periodic reports required of it during the preceding 12 months. (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes [ ] No [X] If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Atchison Casting Corporation on behalf of each of the following: Atchison Casting Corporation Savings Plan; Atchison Casting Corporation 401(k) Plan; Atchison Casting Corporation Hourly Employees 401(k) Plan; Empire Steel Castings, Inc. 401(k) Profit Sharing Plan for Union Employees; Quaker Alloy, Inc. 401(k) Profit Sharing Plan for Union Employees; LaGrange Foundry, Inc. 401(k) Savings and Defined Contribution Plan; and PrimeCast 401(k) Savings and Defined Contribution Plan (collectively, the "Plans") - ------------------------------------------------------------------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. ATCHISON CASTING CORPORATION Date December 27, 2000 By /s/ Kevin T. McDermed --------------------------------------- ----------------------------------------------- Kevin T. McDermed Vice President, Chief Financial Officer, Treasurer and Secretary ATCHISON CASTING CORPORATION SAVINGS PLAN; ATCHISON CASTING CORPORATION 401(K) PLAN; and ATCHISON CASTING CORPORATION HOURLY EMPLOYEES 401(K) PLAN Date December 27, 2000 By: Atchison Casting Corporation --------------------------------------- By: /s/ Kevin T. McDermed ---------------------------------------------- Kevin T. McDermed Vice President, Chief Financial Officer, Treasurer and Secretary of Atchison Casting Corporation, the Administrator of the Atchison Casting Corporation Savings Plan, the Atchison Casting Corporation 401(k) Plan, and the Atchison Casting Corporation Hourly Employees 401(k) Plan EMPIRE STEEL CASTINGS, INC. 401(K) PROFIT SHARING PLAN FOR UNION EMPLOYEES Date December 27, 2000 By: Atchison Casting Corporation --------------------------------------- By: /s/ Kevin T. McDermed ---------------------------------------------- Kevin T. McDermed Vice President, Chief Financial Officer, Treasurer and Secretary of Atchison Casting Corporation, the parent of Empire Steel Castings, Inc., the Administrator of the Empire Steel Castings, Inc. 401(k) Profit Sharing Plan for Union Employees QUAKER ALLOY, INC. 401(K) PROFIT SHARING PLAN FOR UNION EMPLOYEES Date December 27, 2000 By: Atchison Casting Corporation --------------------------------------- By: /s/ Kevin T. McDermed ---------------------------------------------- Kevin T. McDermed Vice President, Chief Financial Officer, Treasurer and Secretary of Atchison Casting Corporation, the parent of Quaker Alloy, Inc., the Administrator of the Quaker Alloy, Inc. 401(k) Profit Sharing Plan for Union Employees LaGRANGE FOUNDRY, INC. 401(K) SAVINGS AND DEFINED CONTRIBUTION PLAN Date December 27, 2000 By: Atchison Casting Corporation --------------------------------------- By: /s/ Kevin T. McDermed ---------------------------------------------- Kevin T. McDermed Vice President, Chief Financial Officer, Treasurer and Secretary of Atchison Casting Corporation, the parent of LaGrange Foundry, Inc., the Administrator of the LaGrange Foundry, Inc. 401(k) Savings and Defined Contribution Plan PRIMECAST 401(K) SAVINGS AND DEFINED CONTRIBUTION PLAN Date December 27, 2000 By: Atchison Casting Corporation --------------------------------------- By: /s/ Kevin T. McDermed ---------------------------------------------- Kevin T. McDermed Vice President, Chief Financial Officer, Treasurer and Secretary of Atchison Casting Corporation, the parent of PrimeCast, Inc., the Administrator of the PrimeCast 401(k) Savings and Defined Contribution Plan
EX-99.1 2 0002.txt EXHIBIT 99.1 [DELOITTE & TOUCHE LETTERHEAD] December 27, 2000 U.S. Securities and Exchange Commission 450 Fifth Street N.W. Washington, D.C. 20549 Re: Atchison Casting Corporation Savings Plan; Atchison Casting Corporation 401(k) Plan; Atchison Casting Corporation Hourly Employees' 401(k) Plan; Empire Steel Castings, Inc. 401(k) Profit Sharing Plan for Union Employees; Quaker Alloy, Inc. 401(k) Profit Sharing Plan for Union Employees; LaGrange Foundry, Inc. 401(k) Savings and Defined Contribution Plan; and PrimeCast 401(k) Savings and Defined Contribution Plan (collectively, the "Plans") - -------------------------------------------------------------------------------- This letter is written in response to the requirement of Rule 12b-25(c) under the Securities Exchange Act of 1934 and in satisfaction of item (c) of Part II of Form 12b-25. We are the independent auditors of the Plans. Atchison Casting Corporation and the Plans have stated in Part III of their filing on Form 12b-25 that each of the Plans is unable to timely file, without unreasonable effort or expense, a Form 11-K for the fiscal year ended June 30, 2000 because we have not been provided certain information necessary to complete our audit. We hereby advise you that we have read the statements made by the Plans in Part III of their filing on Form 12b-25 for the fiscal year ended June 30, 2000, and agree with the statements made therein as they relate to accounting and auditing matters. Very truly yours, /s/ Deloitte & Touche LLP Kansas City, Missouri -----END PRIVACY-ENHANCED MESSAGE-----