FINOP and Treasurer

0000910886-16-000010.txt : 20160216 0000910886-16-000010.hdr.sgml : 20160215 20160216130737 ACCESSION NUMBER: 0000910886-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC CENTRAL INDEX KEY: 0000910886 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06374 FILM NUMBER: 161425777 BUSINESS ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES INC DATE OF NAME CHANGE: 19930819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000910886 XXXXXXXX 12-31-2015 12-31-2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

611 EAST WISCONSIN AVE MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06374 N Jennifer L. O'Leary FINOP and Treasurer 414 665-2542 /s/Jennifer L. O'Leary Milwaukee WI 02-16-2016 1 126 525444 false 1 028-00229 THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY INFORMATION TABLE 2 nmis15q4.inftab.xml ABBOTT LABSCOM002824100375SHDFND10075ABBVIE INCCOM00287Y109475SHDFND10075AMERICAN EXPRESS COCOM0258161097100SHDFND100100APPLE INCCOM037833100110SHDFND10010BERKSHIRE HATHAWAY INC DELCL B NEW084670702862SHDFND10062BEST BUY INCCOM08651610108SHDFND1008CISCO SYS INCCOM17275R1025200SHDFND100200CITIGROUP INCCOM NEW172967424233SHDFND10033COHEN & STEERS TOTAL RETURNCOM19247R1039675SHDFND100675CONOCOPHILLIPSCOM20825C104130SHDFND10030CONTINENTAL RESOURCES INCCOM212015101122SHDFND10022CREDIT SUISSE AG NASSAU BRHVELOCITY SHS EXC22539T5974400SHDFND100400CSX CORPCOM126408103145SHDFND10045DBX ETF TRDB XTR MSCI EUR233051853141SHDFND10041DEERE & COCOM244199105220SHDFND10020DISNEY WALT COCOM DISNEY254687106220SHDFND10020DNP SELECT INCOME FDCOM23325P104495475SHDFND1005475DOMINION RES INC VA NEWCOM25746U109230SHDFND10030DREAMWORKS ANIMATION SKG INCCL A26153C103010SHDFND10010EATON VANCE TX MGD DIV EQ INCOM27828N1024325SHDFND100325FACEBOOK INCCL A30303M102325SHDFND10025FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X101143SHDFND10043FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X119235SHDFND10035FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X135163SHDFND10063FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K108131SHDFND10031FIRST TR S&P REIT INDEX FDCOM33734G1087321SHDFND100321GENERAL ELECTRIC COCOM3696041036195SHDFND100195HANCOCK JOHN FINL OPPTYS FDSH BEN INT NEW4097352064128SHDFND100128HEALTHCARE TR AMER INCCL A NEW42225P501351287SHDFND1001287HYSTER YALE MATLS HANDLING ICL A4491721056105SHDFND100105INTEL CORPCOM45814010010300SHDFND100300INTREPID POTASH INCCOM46121Y102020SHDFND10020ISHARES TR1-3 YR TR BD ETF464287457897SHDFND10097ISHARES TR20+ YR TR BD ETF46428743215SHDFND1005ISHARES TRAGENCY BOND ETF464288166215SHDFND10015ISHARES TRASIA 50 ETF4642884308185SHDFND100185ISHARES TRCMBS ETF46429B366123SHDFND10023ISHARES TRCORE S&P MCP ETF46428750737173266815SHDFND100266815ISHARES TRCORE S&P SCP ETF46428780417081155125SHDFND100155125ISHARES TRCORE US CR BD464288620217SHDFND10017ISHARES TRIBOXX INV CP ETF46428724214992131499SHDFND100131499ISHARES TRLATN AMER 40 ETF4642873902100SHDFND100100ISHARES TRMBS ETF464288588223SHDFND10023ISHARES TRMSCI EMG MKT ETF4642872347205SHDFND100205ISHARES TRNAT AMT FREE BD46428841415857143233SHDFND100143233ISHARES TRRUSSELL 2000 ETF4642876551090SHDFND10090ISHARES TRTIPS BD ETF46428717604SHDFND1004ISHARES TRU.S. BAS MTL ETF46428783804SHDFND1004JPMORGAN CHASE & COCOM46625H100462SHDFND10062LOWES COS INCCOM548661107220SHDFND10020MARKET VECTORS ETF TRHG YLD MUN ETF57060U8784321139921SHDFND100139921MELCO CROWN ENTMT LTDADR5854641005300SHDFND100300MICROSOFT CORPCOM59491810412210SHDFND100210MONMOUTH REAL ESTATE INVT COCL A6097201071100SHDFND100100MONSANTO CO NEWCOM61166W101334SHDFND10034NEENAH PAPER INCCOM640079109230SHDFND10030NOKIA CORPSPONSORED ADR6549022041100SHDFND100100NORTHSTAR REALTY 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STRATEGIC TRINTL EQTY ETF808524805272SHDFND10072SCHWAB STRATEGIC TRINTRM TRM TRES808524854118SHDFND10018SCHWAB STRATEGIC TRUS AGGREGATE B808524839117SHDFND10017SCHWAB STRATEGIC TRUS BRD MKT ETF808524102125SHDFND10025SCHWAB STRATEGIC TRUS DIVIDEND EQ808524797129SHDFND10029SCHWAB STRATEGIC TRUS LCAP GR ETF808524300125SHDFND10025SCHWAB STRATEGIC TRUS LCAP VA ETF808524409126SHDFND10026SCHWAB STRATEGIC TRUS LRG CAP ETF808524201367SHDFND10067SCHWAB STRATEGIC TRUS MID-CAP ETF808524508135SHDFND10035SCHWAB STRATEGIC TRUS REIT ETF808524847011SHDFND10011SCHWAB STRATEGIC TRUS SML CAP ETF80852460708SHDFND1008SHUTTERFLY INCCOM82568P304130SHDFND10030SOUTHWEST AIRLS COCOM84474110804SHDFND1004SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X74908SHDFND1008SPDR INDEX SHS FDSMSCI ACWI EXUS78463X848011SHDFND10011SPDR INDEX SHS FDSS&P INTL ETF78463X77207SHDFND1007SPDR INDEX SHS FDSSTOXX EUR 50 ETF78463X10305SHDFND1005SPDR S&P 500 ETF TRTR UNIT78462F103152468747870SHDFND100747870SPDR SERIES TRUSTBRC HGH YLD 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IDXVIP922908512218SHDFND10018VANGUARD INDEX FDSMID CAP ETF922908629218SHDFND10018VANGUARD INDEX FDSREIT ETF92290855325767323178SHDFND100323178VANGUARD INDEX FDSSM CP VAL ETF92290861118SHDFND1008VANGUARD INDEX FDSSMALL CP ETF922908751113SHDFND10013VANGUARD INDEX FDSSML CP GRW ETF922908595110SHDFND10010VANGUARD INDEX FDSVALUE ETF922908744336SHDFND10036VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285829683907451SHDFND100907451VANGUARD MALVERN FDSSTRM INFPROIDX922020805323166825SHDFND10066825VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409222SHDFND10022VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858858672338421SHDFND1002338421VANGUARD WORLD FDMEGA CAP INDEX921910873111SHDFND10011WELLTOWER INCCOM95040Q1047100SHDFND100100WILLIAMS COS INC DELCOM9694571009350SHDFND100350WPX ENERGY INCCOM98212B1031116SHDFND100116